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Steven Craig Boltz

Steven C. Boltz

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CRD#: 2165556
Steven Craig Boltz

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Craig Boltz, CFP®, who also goes by Steve Boltz, was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1991. Steven had worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

top-8-questions

Question & Answer

What are your service offerings?
Business Succession Planning
Insurance Planning
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Estate Planning
Are you a "fiduciary"?
No

Aliases

Steve Boltz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hoosier Hills Estate Planning Council|Investment Related:No|3120 S. Rogers Street;Bloomington;IN;47403;USA|Education|Board Member|2017-07-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:3|Help the estate planning council promote good estate planning in the community and provide development and continuing education to is estate planning members.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1997

Experience

Past

January 4, 2023 - September 13, 2025

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
Noblesville, IN
Past

January 11, 2021 - January 24, 2023

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Noblesville, IN
Past

April 23, 2014 - February 1, 2021

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
INDIANAPOLIS, IN
Past

August 8, 2012 - April 23, 2014

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Noblesville, IN
Past

January 3, 2012 - August 13, 2012

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
INDIANAPOLIS, IN
Past

September 2, 2008 - December 31, 2011

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Noblesville, IN
Past

September 2, 2008 - September 13, 2025

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Indianapolis, IN
Past

April 13, 2005 - December 31, 2006

MEMBERS TRUST COMPANY

RIA
CRD#: 125082
FISHERS, IN
Past

March 11, 2005 - June 12, 2008

LPL FINANCIAL LLC

RIA
CRD#: 6413
FISHERS, IN
Past

March 3, 2005 - June 12, 2008

LPL FINANCIAL LLC

BD
CRD#: 6413
FISHERS, IN
Past

November 9, 2004 - March 2, 2005

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
SAN DIEGO, CA
Past

April 18, 2001 - June 27, 2003

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
CINCINNATI, OH
Past

July 23, 1998 - February 23, 2001

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

January 8, 1993 - July 28, 1995

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

November 20, 1992 - December 5, 1992

NATCITY INSURANCE SERVICES, INC.

BD
CRD#: 16989
CLEVELAND, OH
Past

August 1, 1991 - January 8, 1993

G. R. PHELPS & CO., INC.

BD
CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/8/2008
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/29/1997
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/31/1991
General Securities Representative Examination

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035

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