James A. Rush
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Allen Rush was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1992. James had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2010 - December 5, 2023
AMERICAN CAPITAL MANAGEMENT, INC.
May 4, 2010 - June 27, 2023
AMERICAN EQUITY INVESTMENT CORPORATION
January 3, 2007 - April 30, 2010
CREATIVE FINANCIAL DESIGNS, INC.
April 14, 2004 - April 30, 2010
CFD INVESTMENTS, INC.
February 11, 2004 - December 31, 2006
ITS ASSET MANAGEMENT, L.P.
April 25, 2001 - October 30, 2003
BLUE VASE SECURITIES, LLC
September 20, 2000 - October 30, 2003
BLUE VASE SECURITIES, LLC
January 22, 1999 - September 14, 2000
KEY STAR SECURITIES, INCORPORATED
December 5, 1994 - December 11, 1998
EQUITY SERVICES, INC.
March 2, 1992 - November 30, 1994
MORRIS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN CAPITAL MANAGEMENT, INC.
CRD#: 122452 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 435 |
| AUM (Assets Under Management) | $ 78,724,000 |
Red Flags
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