Scott F. Yermish
Professional summary
Scott Frank Yermish was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Scott had worked at 4 firms, which includes QUEST CAPITAL STRATEGIES INC., A. G. EDWARDS & SONS INC., THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 1992 - August 6, 1992
QUEST CAPITAL STRATEGIES, INC.
October 28, 1991 - December 21, 1991
A. G. EDWARDS & SONS, INC.
August 10, 1991 - September 18, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 10, 1991 - September 18, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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