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DM

David Mack

VALIDATE CAPITAL MARKETS
New York, NY 10022
Some features on this profile are disabled
CRD#: 2164969
DM

Professional summary

David Mack is a registered financial professional currently at VALIDATE CAPITAL MARKETS, LLC located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 1992. David has worked at 39 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Mack's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2009 - Present

VALIDATE CAPITAL MARKETS, LLC

Office #1: 505 Park Avenue 14th Floor, New York, NY, 10022
BD
CRD#: 133371
New York, NY
Past

April 22, 2016 - October 20, 2021

FIRSTRADE SECURITIES INC.

BD
CRD#: 16843
FLUSHING, NY
Past

January 21, 2015 - May 1, 2015

BONDCUBE INC.

BD
CRD#: 171341
WESTON, CT
Past

August 4, 2014 - February 24, 2026

LEAGUE CAPITAL MARKETS

BD
CRD#: 170803
NEW YORK, NY
Past

March 4, 2014 - August 10, 2015

YORK STOCKBROKERS, INC.

BD
CRD#: 102740
NEW YORK, NY
Past

December 10, 2012 - March 11, 2013

LAMPE CAPITAL NORTH AMERICA LLC

BD
CRD#: 160477
NEW YORK, NY
Past

August 3, 2011 - November 11, 2011

TGL PARTNERS LLC

BD
CRD#: 144022
NEW YORK, NY
Past

February 28, 2011 - February 23, 2015

FUNDING CIRCLE SECURITIES LLC

BD
CRD#: 149479
NEW YORK, NY
Past

September 3, 2010 - November 2, 2010

SHARENETT SECURITIES LLC

BD
CRD#: 151011
NEW YORK, NY
Past

September 25, 2009 - January 25, 2010

HUDSON CAPITAL ADVISORS BD LLC

BD
CRD#: 132424
NEW YORK CITY, NY
Past

November 18, 2008 - August 22, 2012

BURNHAM HILL PARTNERS LLC

BD
CRD#: 148000
NEW YORK CITY, NY
Past

November 10, 2008 - February 3, 2010

IA GLOBAL CAPITAL LLC

BD
CRD#: 129802
NEW YORK CITY, NY
Past

July 15, 2008 - November 10, 2008

ARIVE CAPITAL MARKETS

BD
CRD#: 8060
ALBANY, NY
Past

October 11, 2007 - January 12, 2010

TGL PARTNERS LLC

BD
CRD#: 144022
GREENNWICH, CT
Past

September 11, 2007 - December 6, 2007

MCAP LLC

BD
CRD#: 139515
NEW YORK, NY
Past

April 23, 2007 - May 18, 2007

LEEB BROKERAGE SERVICES, INC.

BD
CRD#: 46195
NEW YORK, NY
Past

September 14, 2006 - August 17, 2007

BELMONT PARTNERS SECURITIES INC.

BD
CRD#: 30189
NEW YORK CITY, NY
Past

August 17, 2006 - September 7, 2006

BELMONT PARTNERS SECURITIES INC.

BD
CRD#: 30189
WASHINGTON, VA
Past

June 29, 2006 - May 28, 2008

TRIBECA SECURITIES LLC

BD
CRD#: 130855
NEW YORK, NY
Past

June 20, 2006 - December 10, 2007

MIDCHESTER CAPITAL LLC

BD
CRD#: 139228
NEW YORK, NY
Past

March 2, 2005 - July 20, 2009

HUDSON CAPITAL ADVISORS BD LLC

BD
CRD#: 132424
NEW YORK CITY, NY
Past

October 15, 2004 - March 15, 2005

COVA CAPITAL PARTNERS LLC

BD
CRD#: 109761
SYOSSET, NY
Past

September 29, 2004 - April 23, 2008

STERN CAPITAL LLC

BD
CRD#: 131226
NEW YORK, NY
Past

June 16, 2004 - June 26, 2008

IA GLOBAL CAPITAL LLC

BD
CRD#: 129802
NEW YORK CITY, NY
Past

May 25, 2004 - November 26, 2007

OCEANA PARTNERS LLC

BD
CRD#: 129883
NEW YORK, NY
Past

March 23, 2004 - August 5, 2008

PRIVATE ENERGY SECURITIES, INC.

BD
CRD#: 127182
SIMSBURY, CT
Past

January 14, 2004 - May 22, 2017

PETER R. MACK & CO., INC.

BD
CRD#: 18275
NEW YORK, NY
Past

November 12, 2003 - February 13, 2004

BSG MARKETS LLC

BD
CRD#: 127137
NEW YORK, NY
Past

May 12, 2003 - January 3, 2005

LEEB BROKERAGE SERVICES, INC.

BD
CRD#: 46195
NEW YORK, NY
Past

April 21, 2003 - July 21, 2011

TERRA CAPITAL MARKETS LLC

BD
CRD#: 123762
NEW YORK, NY
Past

July 23, 2002 - June 12, 2009

FDX CAPITAL LLC

BD
CRD#: 119302
NEW YORK CITY, NY
Past

July 15, 2002 - May 1, 2003

LEXIT CAPITAL, LLC

BD
CRD#: 34048
HOBOKEN, NJ
Past

February 14, 2002 - August 1, 2002

PETERSEN INVESTMENTS, INC.

BD
CRD#: 38537
LOCH ARBOUR, NJ
Past

January 3, 2002 - January 12, 2005

GLOBAL INTER EQUITIES (S.A.), INC.

BD
CRD#: 44997
NEW YORK, NY
Past

May 18, 2001 - July 29, 2002

ATON SECURITIES, INC.

BD
CRD#: 100841
NEW YORK, NY
Past

March 8, 2001 - November 16, 2001

BOND EXPRESS, INC.

BD
CRD#: 104286
ATLANTA, GA
Past

January 18, 2001 - December 7, 2001

CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.

BD
CRD#: 44054
DARIEN, CT
Past

October 20, 2000 - March 11, 2002

BRYANT PARK CAPITAL SECURITIES, INC.

BD
CRD#: 20433
CONSHOHOCKEN, PA
Past

June 20, 2000 - November 9, 2000

AVALON BROKERAGE, INC.

BD
CRD#: 45677
NEW YORK, NY
Past

June 12, 2000 - October 4, 2010

PROVIDENT INTERNATIONAL SECURITIES, INC.

BD
CRD#: 103834
NEW YORK CITY, NY
Past

August 31, 1999 - June 27, 2001

CFC SECURITIES, INC.

BD
CRD#: 44748
NEW YORK, NY
Past

April 24, 1998 - August 16, 2000

KALIN ASSOCIATES, INC.

BD
CRD#: 16941
KINGS POINT, NY
Past

April 16, 1998 - January 24, 2000

THOMAS FLETCHER & COMPANY, INC.

BD
CRD#: 43675
NEW YORK, NY
Past

July 17, 1996 - March 11, 2002

VALUE INVESTING PARTNERS, INC.

BD
CRD#: 29737
WESTPORT, CT
Past

May 20, 1994 - January 23, 1996

KALIN ASSOCIATES, INC.

BD
CRD#: 16941
KINGS POINT, NY
Past

January 21, 1992 - December 31, 1995

PETER R. MACK & CO., INC.

BD
CRD#: 18275
WESTON, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/3/2012)
RR
New Jersey
(9/1/2017)
RR
New York
(5/27/2009)

Exams

State Security Law Exam
RR
Series 63
Date: 2/6/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/23/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/19/1999
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 1/16/1992
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VC
VALIDATE CAPITAL MARKETS, LLC
VALIDATE CAPITAL MARKETS, LLC | VISCOGLIOSI & COMPANY, LLC | VISCOGLIOSI & COMPANY, INC.

CRD#: 133371 / SEC#: , 8-66717

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
505 Park Avenue 14th Floor, New York, NY, 10022
Mailing Address
505 Park Avenue 14th Floor, New York, NY, 10022
Phone number
(646) 213-3703
Established
Delaware since 09/26/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VISCOGLIOSI BROTHERS, LLC (VBLLC)SHAREHOLDER
MACK, DAVIDPRINCIPAL2164969
SINGER, STEVEN FREDERICFINOP2360737
URQUIOLA, JEAN CAROLCEO/PRESIDENT1806619
URQUIOLA, JEAN CAROLCCO1806619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VALIDATE CAPITAL MARKETS, LLC

CRD#: 133371New York, NY 10022

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