Constantine Demopoulos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Constantine Demopoulos, who also goes by Gus Demopoulos, was a registered financial professional .
Constantine is a previously registered financial professional and started their career in finance in 1991. Constantine had worked at 10 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 3, Series 10, Series 9, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2016 - January 6, 2022
STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
November 22, 2014 - April 27, 2016
B. RILEY & CO., LLC
July 17, 2006 - February 10, 2011
DEUTSCHE BANK SECURITIES INC.
May 12, 2003 - July 24, 2006
CREDIT SUISSE SECURITIES (USA) LLC
November 4, 2002 - March 5, 2003
LEERINK PARTNERS LLC
March 1, 2002 - May 3, 2002
ABN AMRO INCORPORATED
July 26, 1999 - March 1, 2002
ABN AMRO SECURITIES LLC
March 22, 1999 - July 16, 1999
DEMCO PARTNERS, INC.
January 10, 1995 - February 9, 1998
LAZARD FRERES & CO. LLC
September 16, 1991 - January 10, 1995
KIDDER, PEABODY & CO. INCORPORATED
Primary Firm SEC Registration
STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
CRD#: 149326 / SEC#: 801-116875, 8-68138
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
CRD#: 149326 / SEC#: 801-116875, 8-68138
Contact information
SEC notice filing (2 States and Territories)
FINRA licenses (16 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| ANTHONY, DANNELL WAYNE | FINOP, DIRECTOR OF FINANCE | 7038021 |
| BOHNSACK, NICHOLAS GREGORY | PRESIDENT / COO | 4571796 |
| BOOTH, STEVEN GREGORY | DIRECTOR | 2147388 |
| GABAY, EILEEN MARGARET | CHIEF OPERATING OFFICER | 5602349 |
| LANGENFELD, JON A | DIRECTOR | 4322120 |
| LOGUE, SOFIA | CHIEF COMPLIANCE OFFICER | 6406784 |
| RISSMILLER, DONALD JAMES | VICE CHAIRMAN / PRINCIPAL | 5227351 |
| TOTORO, MICHAEL A | CHIEF TECHNOLOGY OFFICER | 1552053 |
| TRENNERT, JASON RICHARD | CHAIRMAN / CEO | 2079457 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
