James A. Ratigan
Professional summary
James Anthony Ratigan JR, who also goes by James A (jr) Ratigan, James Anthony Ratigan, Jim Ratigan Jr, James Ratigan, is a registered financial professional currently at SEABROOK PARTNERS LLC located in Doral, Florida.
James is registered as a RR (Registered Representative) and started their career in finance in 1997. James has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Anthony Ratigan JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 2026 - Present
SEABROOK PARTNERS LLC
Office #1: 8200 Nw 41st Street Suite 200, Doral, FL 33166August 17, 2021 - April 1, 2026
ROCKEFELLER FINANCIAL LLC
September 1, 2016 - April 30, 2021
LEERINK PARTNERS LLC
August 28, 2009 - September 2, 2016
DEUTSCHE BANK SECURITIES INC.
December 1, 1997 - August 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SEABROOK PARTNERS LLC
CRD#: 156581 / SEC#: , 8-68807
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEANE, BRIAN WALTER | MANAGING DIRECTOR, FINOP, CEO, CCO | 1382496 |
Red Flags
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Company Information
SEABROOK PARTNERS LLC
CRD#: 156581Doral, FL 33166TRUST BUT VERIFY
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