Samuel Sherr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Sherr, who also goes by Sam Sherr, Sammy Sherr, Samuel M Sherr, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1992. Samuel had worked at 13 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 1999 - July 2, 2001
C.B. HILL & ASSOCIATES, INC.
September 29, 1998 - October 5, 1998
C.B. HILL & ASSOCIATES, INC.
August 14, 1997 - January 5, 1998
STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED
April 23, 1997 - August 1, 1997
ASH FINANCIAL CORP.
December 24, 1996 - May 20, 1997
PRIMEX
October 7, 1996 - December 9, 1996
MEYERS POLLOCK ROBBINS, INC.
October 31, 1995 - February 23, 1996
TOLUCA PACIFIC SECURITIES CORP.
April 25, 1995 - August 15, 1995
S. D. COHN & CO., INC.
March 15, 1995 - May 3, 1995
EURO-ATLANTIC SECURITIES INC.
May 26, 1994 - June 9, 1994
GKN SECURITIES CORP.
October 30, 1993 - May 2, 1994
CONTINENTAL BROKER-DEALER CORP.
May 3, 1993 - August 17, 1993
WESTFIELD FINANCIAL CORPORATION
August 4, 1992 - August 10, 1992
TUCKER ANTHONY INCORPORATED
June 29, 1992 - August 13, 1992
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
C.B. HILL & ASSOCIATES, INC.
CRD#: 23786 / SEC#: , 8-40841
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
