Kevin J. Laing
Professional summary
Kevin Jay Laing is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1991. Kevin has worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Jay Laing's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901May 25, 2018 - October 14, 2020
TRANSAMERICA CAPITAL, LLC
February 17, 2018 - May 31, 2018
EQUITABLE DISTRIBUTORS, LLC
October 6, 2005 - August 7, 2012
VOYA FINANCIAL ADVISORS, INC.
August 14, 2002 - April 5, 2017
SLD AMERICA EQUITIES, INC.
September 26, 1995 - February 5, 2002
PRUCO SECURITIES, LLC.
March 29, 1995 - September 13, 1995
LIFEMARK SECURITIES CORP.
September 20, 1991 - June 9, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
September 20, 1991 - June 9, 1993
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/7/2022)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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