Daniel K. Muhly

ANOS CAPITAL

NEW YORK, NY 10174

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CRD#: 2163457

Professional summary

Daniel Kent Muhly is a registered financial professional currently at ANOS CAPITAL, LLC located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1991. Daniel has worked at 13 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Kent Muhly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2024 - Present

ANOS CAPITAL, LLC

Office #1: 405 Lexington Avenue 9th Floor, New York, NY 10174

RIA

CRD#: 284714

NEW YORK, NY

Past

November 30, 2017 - October 18, 2024

B. RILEY SECURITIES, INC.

CRD#: 25027

Towson, MD

Past

July 10, 2017 - November 30, 2017

B. RILEY & CO., LLC

CRD#: 40355

Baltimore, MD

Past

August 15, 2011 - July 18, 2017

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

BALTIMORE, MD

Past

August 24, 2006 - August 4, 2011

SIGNAL HILL CAPITAL GROUP LLC

CRD#: 122782

BALTIMORE, MD

Past

December 10, 2002 - August 29, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PHILADELPHIA, PA

Past

October 16, 2001 - August 29, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PHILADELPHIA, PA

Past

February 14, 2000 - April 28, 2000

OLD MUTUAL INVESTMENT PARTNERS

CRD#: 44916

BOSTON, MA

Past

February 17, 1999 - September 28, 1999

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

September 1, 1997 - February 19, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

August 29, 1995 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

May 20, 1993 - August 21, 1995

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Past

January 29, 1993 - April 27, 1993

CHAPIN, DAVIS

CRD#: 28116

BALTIMORE, MD

Past

August 15, 1991 - January 20, 1993

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/21/2024)

Arkansas
(10/21/2024)

California
(10/21/2024)

Delaware
(10/21/2024)

Illinois
(10/21/2024)

Maryland
(10/21/2024)

Massachusetts
(10/21/2024)

New York
(10/21/2024)

North Carolina
(10/21/2024)

Ohio
(10/21/2024)

Pennsylvania
(10/21/2024)

South Carolina
(10/21/2024)

Tennessee
(10/21/2024)

Virginia
(10/21/2024)

Washington
(10/21/2024)

Wisconsin
(10/21/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/6/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/1/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/5/1998

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/13/1991

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

ANOS CAPITAL, LLC

ABEL NOSER, LLC. | ANOS CAPITAL, LLC | ANOS CAPITAL, L.L.C. | ABEL/NOSER, L.L.C.

CRD#: 284714 / SEC#: , 8-69809

New York

Registered Investment Advisory firm - SEC (6/9/2017 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

405 Lexington Avenue 9th Floor, New York, NY 10174

Mailing Address

405 Lexington Avenue 9th Floor, New York, NY 10174

Phone number

(646) 432-4100

Established

Delaware since 04/21/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ANOS HOLDINGS, LLC	OWNER
DALLAL, JEFFREY HARON	PRESIDENT/CHIEF OPERATING OFFICER	2316096
DANIELE, EDWARD ROBERT	CHIEF COMPLIANCE OFFICER/AML OFFICER	1224878
EMMERICH, CLIFFORD GENNARO	SENIOR MANAGING DIRECTOR HEAD OF SALES AND TRADING	2412767
IANNUCCI, MICHAEL CHRISTOPHER	IA TRANSITION MANAGEMENT	4709972
PAPATSOS, JOHN NICK	FINOP	4416912
RIVELLI, DOUGLAS DUVALL	CHIEF EXECUTIVE OFFICER	2174199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel K. Muhly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Kent Muhly's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANOS CAPITAL, LLC

B. RILEY SECURITIES, INC.

B. RILEY & CO., LLC

B. RILEY WEALTH MANAGEMENT

SIGNAL HILL CAPITAL GROUP LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

OLD MUTUAL INVESTMENT PARTNERS

LEGG MASON WOOD WALKER, INCORPORATED

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

FERRIS, BAKER WATTS, LLC

CHAPIN, DAVIS

T. ROWE PRICE INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/6/2002

Series 63

Date: 10/1/1991

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 12/5/1998

Series 7

Date: 8/13/1991

FINRA

Investors' Exchange LLC

Nasdaq Stock Market

Current Firm

ANOS CAPITAL, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ANOS CAPITAL, LLC

TRUST BUT VERIFY

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