John P. Taylor
Professional summary
John Pickens Taylor Jr, who also goes by John Pickens Taylor Jr, John Pickens Taylor, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Pickens Taylor Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 21, 2016 - October 16, 2019
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - October 16, 2019
WELLS FARGO CLEARING SERVICES, LLC
April 17, 2006 - December 31, 2010
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
June 15, 2002 - April 3, 2006
WELLS FARGO CLEARING SERVICES, LLC
February 14, 2000 - June 15, 2002
WACHOVIA SECURITIES, INC.
October 12, 1998 - February 14, 2000
WACHOVIA BROKERAGE SERVICE
August 8, 1996 - September 18, 1998
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2019)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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