BC
Brian C. Connally
CETERA INVESTMENT ADVISERS LLC
SKIATOOK, OK 74070
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CRD#: 2162785
BC
Professional summary
Brian Charles Connally is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Skiatook, Oklahoma and CETERA WEALTH SERVICES, LLC located in Tulsa, Oklahoma.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Brian has worked at 6 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Snow Creek Energy, Inc.~'NIR'~3101 S Yale~Tulsa~OK~74135~Oil/Gas Exploration~President~10/1/2003~20hrs~20hrs~Accounting/consulting for oil & gas projects 2) SNOW CREEK RANCH, LLC POSITION: Owner/Sole Proprietor NATURE: Farming/Agriculture/Dairy INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2002 ADDRESS: 3101 S. Yale Ave. Tulsa, OK 74135, Tulsa OK 74135, DESCRIPTION: Operating cow/calf production operation and misc small oil/gas interests 3) INVEST WEALTH MANAGEMENT, LLC POSITION: Manager/Member NATURE: DBA for my Avantax wealth management roles. Only sources of income will be Avantax related. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 07/01/2021 ADDRESS: 3101 S Yale Ave, Tulsa OK 74135, DESCRIPTION: I am the sole member and the sole manager. I will make all day to day decisions, pay all bills , reconcile checkbook, keep the accounting records, market for new Avantax clients. Financial asset sales , marketing, rebalancing, designing portfolios, buy/sell marketable securities, calculate RMDs, set up investment accounts and manage portfolios. 4) CONNALLY & ASSOCIATES PC POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 10/15/1986 ADDRESS: 3101 S. Yale Ave. Tulsa, OK 74135, Tulsa OK 74135, DESCRIPTION: Manager accounting and tax practice 5) YALE 3101, LLC POSITION: Manager of LLC NATURE: Owns a building that I use for my CPA practice. The CPA practice will pay rent to the LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/31/2025 ADDRESS: 3101 S Yale Ave, Tulsa OK 74135, United States DESCRIPTION: Just collect rent and pay building expenses. 6) NAME OF OTHER BUSINESS: YALE 3109, LLC; INVESTMENT RELATED: NO; ADDRESS: 3109 S. YALE AVE. TULSA, OK 74135; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENT PARKING LOT AND VACANT LOT TO INTERESTED PARTIES, MAINTAIN PROPERTY, COLLECT RENT AND PAY EXPENSES; 7) NAME OF OTHER BUSINESS: 3101 YALE, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COLLECT RENT, MAINTAIN PROPERTY, FIND APPROVE NEW TENANTS;
CRS (Client Relationship Summary) - RIA
Click below to view Brian Charles Connally's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3821 East 179th Street North, Skiatook, OK 74070RIA
CRD#: 105644
SKIATOOK, OK
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3101 S Yale Ave, Tulsa, OK 74135BD
CRD#: 13572
TULSA, OK
Past
January 12, 2010 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
SKIATOOK, OK
Past
July 9, 2008 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
TULSA, OK
Past
February 8, 2000 - June 30, 2008
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
TULSA, OK
Past
August 25, 1999 - June 30, 2008
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
TULSA, OK
Past
August 14, 1991 - August 31, 1994
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Oklahoma(9/5/2025)
IAR
Oklahoma(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
