Solomon J. Algazi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Solomon Jack Algazi, who also goes by Jack Algazi, Sol Algazi, Solomon Algazi, was a registered financial professional .
Solomon is a previously registered financial professional and started their career in finance in 1992. Solomon had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 1997 - September 26, 1997
ROAN CAPITAL PARTNERS L.P.
April 3, 1997 - April 17, 1997
JOSEPH STEVENS & CO., INC.
November 20, 1996 - March 18, 1997
THE THERMOPYLAE GROUP, INC.
October 16, 1995 - September 30, 1996
STATE CAPITAL MARKETS CORPORATION
September 8, 1993 - September 19, 1995
GRUNTAL & CO., L.L.C.
February 11, 1993 - November 30, 1994
BERKELEY SECURITIES CORPORATION
April 23, 1992 - February 11, 1993
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROAN CAPITAL PARTNERS L.P.
CRD#: 33063 / SEC#: , 8-46169
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
