Dawn D. Impellizzeri

ARETE WEALTH MANAGEMENT

Chicago, IL 60607

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CRD#: 2161939

Professional summary

Dawn Doreen Impellizzeri, who also goes by Dawn D Bojack, Dawn Doreen Bojack, is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Chicago, Illinois.

Dawn is registered as a RR (Registered Representative) and started their career in finance in 1991. Dawn has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dawn D Bojack | Dawn Doreen Bojack

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dawn Doreen Impellizzeri's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2025 - Present

ARETE WEALTH MANAGEMENT, LLC

Office #1: 1115 W Fulton Market 3rd Floor, Chicago, IL 60607

CRD#: 44856

Chicago, IL

Past

July 28, 2025 - November 4, 2025

EMERSON EQUITY LLC

CRD#: 130032

SAN MATEO, CA

Past

December 23, 2024 - June 5, 2025

WEALTHFORGE SECURITIES, LLC

CRD#: 152550

RICHMOND, VA

Past

August 31, 2020 - December 5, 2024

SEALY INVESTMENT SECURITIES, LLC

CRD#: 300691

DALLAS, TX

Past

February 12, 2020 - May 8, 2020

SELECT CAPITAL CORPORATION

CRD#: 145997

SAN JUAN CAPISTRANO, CA

Past

September 4, 2018 - February 19, 2020

CCO CAPITAL, LLC

CRD#: 31147

PHOENIX, AZ

Past

March 24, 2015 - September 6, 2018

GRIFFIN CAPITAL SECURITIES, LLC

CRD#: 37739

IRVINE, CA

Past

February 11, 2009 - April 14, 2015

CCO CAPITAL, LLC

CRD#: 31147

PHOENIX, AZ

Past

April 9, 2001 - January 27, 2009

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

March 24, 2000 - April 11, 2001

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

November 2, 1998 - March 8, 2000

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

October 10, 1994 - July 22, 1997

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

September 3, 1991 - October 10, 1994

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

September 3, 1991 - October 10, 1994

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/5/2025)

Alaska
(11/5/2025)

Arizona
(11/5/2025)

Arkansas
(11/5/2025)

California
(11/5/2025)

Colorado
(11/5/2025)

Connecticut
(11/5/2025)

Delaware
(11/5/2025)

District of Columbia
(11/5/2025)

Florida
(11/5/2025)

Georgia
(11/5/2025)

Hawaii
(11/5/2025)

Idaho
(11/5/2025)

Illinois
(11/5/2025)

Indiana
(11/5/2025)

Iowa
(11/5/2025)

Kansas
(11/5/2025)

Kentucky
(11/5/2025)

Louisiana
(11/5/2025)

Maine
(11/5/2025)

Maryland
(11/5/2025)

Massachusetts
(11/5/2025)

Michigan
(11/5/2025)

Minnesota
(11/5/2025)

Mississippi
(11/5/2025)

Missouri
(11/5/2025)

Montana
(11/5/2025)

Nebraska
(11/5/2025)

Nevada
(11/5/2025)

New Hampshire
(11/5/2025)

New Jersey
(11/5/2025)

New Mexico
(11/5/2025)

New York
(11/5/2025)

North Carolina
(11/6/2025)

North Dakota
(11/5/2025)

Ohio
(11/6/2025)

Oklahoma
(11/5/2025)

Oregon
(11/5/2025)

Pennsylvania
(11/5/2025)

Puerto Rico
(11/5/2025)

Rhode Island
(11/5/2025)

South Carolina
(11/5/2025)

South Dakota
(11/5/2025)

Tennessee
(11/5/2025)

Texas
(11/5/2025)

Utah
(11/5/2025)

Vermont
(11/5/2025)

Virgin Islands
(11/5/2025)

Virginia
(11/5/2025)

Washington
(11/5/2025)

West Virginia
(11/5/2025)

Wisconsin
(11/5/2025)

Wyoming
(11/5/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/17/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/26/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/29/1991

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ARETE WEALTH MANAGEMENT, LLC

ARETE WEALTH MANAGEMENT, LLC | KEYSTONE SECURITIES, LLC. | KEYSTONE SECURITIES, LLC | KEYSTONE INVESTMENT ADVISORS, LLC

CRD#: 44856 / SEC#: , 8-50854

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1115 W Fulton Market 3rd Floor, Chicago, IL 60607

Mailing Address

1115 W Fulton Market 3rd Floor, Chicago, IL 60607

Phone number

(312) 940-3684

Established

Illinois since 01/20/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ARETE WEALTH INC	DIRECT OWNER
BULLA, CHRISTIAN ALEXANDER	MUNICIPAL SECURITIES PRINCIPAL	7067640
CHUNG, UNBO	CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER	6208569
HOCK, DAVID CARL	CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP)	2246268
RAYNER, MICAH HARDING	REGISTERED OPTIONS PRINCIPAL	6252596
ROGERS, JOSHUA DEAN	CHIEF EXECUTIVE OFFICER	3163818

Disclosures

Regulatory Event	2
Civil Event	1
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dawn D. Impellizzeri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dawn Doreen Impellizzeri's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMERSON EQUITY LLC

WEALTHFORGE SECURITIES, LLC

SEALY INVESTMENT SECURITIES, LLC

SELECT CAPITAL CORPORATION

CCO CAPITAL, LLC

GRIFFIN CAPITAL SECURITIES, LLC

CCO CAPITAL, LLC

TRANSAMERICA CAPITAL, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

SIGNATOR INVESTORS, INC.

VESTAX SECURITIES CORPORATION

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/1999

Series 63

Date: 7/17/1991

SIE

Date: 10/1/2018

Series 7

Date: 6/26/2007

Series 6

Date: 8/29/1991

FINRA

Current Firm

ARETE WEALTH MANAGEMENT, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ARETE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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