James D. Gaberino
Professional summary
James David Gaberino, who also goes by Jim Gaberino, is a registered financial professional currently at PREFERRED CLIENT GROUP, INC. located in Dallas, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 1969. James has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 7TO, SIE, PC, Series 000, Series 1, Series 14, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James David Gaberino's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 22, 1999 - Present
PREFERRED CLIENT GROUP, INC.
Office #1: 3707 Dartmouth, Dallas, TX 75205August 8, 1996 - November 22, 1999
MOMENTUM INDEPENDENT NETWORK INC.
May 24, 1982 - August 16, 1996
PRUDENTIAL EQUITY GROUP, LLC
January 31, 1980 - May 14, 1982
UBS FINANCIAL SERVICES INC.
March 15, 1974 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
May 15, 1969 - April 6, 1974
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/10/1999)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 6/30/1988
AMEX Put and Call ExamSeries 000
Date: 5/12/1969
General Securities Principal ExaminationSeries 1
Date: 5/12/1969
Registered Representative ExaminationFINRA
Current Firm
PREFERRED CLIENT GROUP, INC.
CRD#: 48008 / SEC#: , 8-52005
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GABERINO, JAMES DAVID | PRESIDENT/SECRETARY/DIRECTOR/SROP/FINOP/CCO | 216141 |
Red Flags
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Company Information
PREFERRED CLIENT GROUP, INC.
CRD#: 48008Dallas, TX 75205TRUST BUT VERIFY
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