James David Gaberino
Professional Summary
James David Gaberino, who also goes by Jim Gaberino, is a registered financial advisor currently at PREFERRED CLIENT GROUP, INC. located in Dallas, Texas. James is registered as a RR (Registered Representative) and started their career in finance in 1969. James has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 7TO, SIE, PC, Series 000, Series 1, Series 14, Series 53, Series 4, Series 27 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Gaberino
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
PREFERRED CLIENT GROUP, INC.
Contact Information
Main Address
3707 Dartmouth, Dallas, TX 75205Mailing Address
3707 Dartmouth, Dallas, TX 75205Phone Number
(214) 520-0832Established
Texas since 06/28/1999Firm Type
CorporationFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GABERINO, JAMES DAVID | PRESIDENT/SECRETARY/DIRECTOR/SROP/FINOP/CCO | 216141 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/10/1999)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examPC — AMEX Put and Call Exam
Passed Jun 1988Series 000 — General Securities Principal Examination
Passed May 1969Series 1 — Registered Representative Examination
Passed May 1969SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James David Gaberino's CRS (Customer Relationship Summary).
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