Brian D. Parker

RDA FINANCIAL NETWORK

COVINGTON, LA 70433

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CRD#: 2161106

Professional summary

Brian Daniel Parker, ChFC®, CLU® is a registered financial advisor currently at RDA FINANCIAL NETWORK located in Covington, Louisiana.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Brian has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ADVANCED FINANCIAL CONCEPTS, INC,IND LIFE, HEALTH INS POSITION: SALES/AGENT START DATE: 2004 15 NO. HR/MO DURING SEC TRADING: 5 INVESTMENT RELATED 2) SOUTHEAST COMMERCIAL PROPERTIES RENTAL PROPERTY, OWNER START DATE: 2013 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 NOT INVESTMENT RELATED 3) BRIAN PARKER INV REL NOTARY SERVICES START DATE:1999 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Daniel Parker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

September 20, 2018 - Present

RDA FINANCIAL NETWORK

Office #1: 109 Innwood Drive, Covington, LA 70433

RIA

CRD#: 147309

COVINGTON, LA

Past

May 10, 2018 - September 14, 2018

OPEN SOURCE INVESTMENTS, LLC

RIA

CRD#: 287501

Covington, LA

Past

September 9, 2015 - October 17, 2017

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

Covington, LA

Past

September 9, 2015 - October 17, 2017

USA FINANCIAL SECURITIES LLC

CRD#: 103857

Covington, LA

Past

August 25, 2011 - September 23, 2015

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

COVINGTON, LA

Past

July 20, 2011 - September 23, 2015

MML INVESTORS SERVICES, LLC

CRD#: 10409

COVINGTON, LA

Past

December 5, 2003 - January 14, 2011

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

COVINGTON, LA

Past

June 22, 2000 - January 14, 2011

PARK AVENUE SECURITIES LLC

CRD#: 46173

COVINGTON, LA

Past

February 11, 1999 - June 6, 2000

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

July 21, 1997 - December 31, 1998

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

September 7, 1995 - July 22, 1997

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

January 20, 1992 - September 13, 1995

PROFINANCIAL, INC.

CRD#: 15345

NEW YORK, NY

Past

September 9, 1991 - December 9, 1991

FIDELITY EQUITY SERVICES CORPORATION

CRD#: 17455

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RDA FINANCIAL NETWORK

CRD#: 147309 / SEC#: 801-69651

RIA

Registered Investment Advisory firm - (10/16/2008 Approved)

Illinois

Registered Investment Advisory firm - (10/16/2008 Terminated)

Iowa

Registered Investment Advisory firm - (5/18/2015 Terminated)

Ohio

Registered Investment Advisory firm - (10/21/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(9/20/2018)

IAR

Texas
(12/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/23/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/17/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/9/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/6/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/5/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

RDA FINANCIAL NETWORK

CRD#: 147309 / SEC#: 801-69651

RIA

Registered Investment Advisory firm - (10/16/2008 Approved)

Illinois

Registered Investment Advisory firm - (10/16/2008 Terminated)

Iowa

Registered Investment Advisory firm - (5/18/2015 Terminated)

Ohio

Registered Investment Advisory firm - (10/21/2008 Terminated)

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Contact information

Main Address

321 Reed Street Suite #2, Akron, IA 51001

Mailing Address

321 Reed Street Suite #2, Akron, IA 51001

Phone number

(888) 300-4975

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 DISCLOSURE BROCHURE (3/31/2025)

RDA FINANCIAL NETWORK WRAP FEE PROGRAM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,347
AUM (Assets Under Management)	$ 578,744,853

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian D. Parker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Daniel Parker's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPEN SOURCE INVESTMENTS, LLC

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

NATIONAL PLANNING CORPORATION

SUNAMERICA SECURITIES, INC.

SECURITIES AMERICA, INC.

PROFINANCIAL, INC.

FIDELITY EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

RDA FINANCIAL NETWORK

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/1999

Series 63

Date: 9/23/1991

SIE

Date: 10/17/2017

Series 7

Date: 3/9/1999

Series 6

Date: 9/6/1991

Series 26

Date: 9/5/1997

Current Firm

RDA FINANCIAL NETWORK

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RDA FINANCIAL NETWORK

TRUST BUT VERIFY

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