Jonathan D. Mark

PINNACLE ASSOCIATES, LTD.

New York, NY 10017

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CRD#: 2160974

Professional summary

Jonathan Don Mark, who also goes by Jonathan D Mark, is a registered financial advisor currently at PINNACLE ASSOCIATES, LTD. located in New York, New York.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Jonathan has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan D Mark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Don Mark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2007 - Present

PINNACLE ASSOCIATES, LTD.

Office #1: 286 Madison Avenue 20th Floor, New York, NY 10017Office #2: 55 Post Road West 2nd Floor, Westport, CT 06880

RIA

CRD#: 110631

New York, NY

Past

January 24, 2000 - September 21, 2000

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

BOSTON, MA

Past

October 30, 1996 - April 13, 1999

MATRIX CAPITAL GROUP, INC.

CRD#: 33364

NEW YORK, NY

Past

January 31, 1994 - March 17, 1995

SMITH NEW COURT, INC.

CRD#: 10510

NEW YORK, NY

Past

September 23, 1992 - February 14, 1994

JPMSI

CRD#: 15733

NEW YORK, NY

Past

January 22, 1992 - August 17, 1992

SMITH NEW COURT, INC.

CRD#: 10510

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE ASSOCIATES, LTD.

PINNACLE ASSOCIATES INVESTMENTS | PINNACLE ASSOCIATES, LTD. | PINNACLE ASSOCIATES, INC. (NY) | PINNACLE ASSOCIATES LTD. CORP. | PINNACLE ASSOCIATES LTD (NY)

CRD#: 110631 / SEC#: 801-20841

RIA

Registered Investment Advisory firm - (3/16/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/31/2014)

IAR

New York
(9/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/3/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/1992

General Securities Representative Examination

Current Firm

PINNACLE ASSOCIATES, LTD.

PINNACLE ASSOCIATES INVESTMENTS | PINNACLE ASSOCIATES, LTD. | PINNACLE ASSOCIATES, INC. (NY) | PINNACLE ASSOCIATES LTD. CORP. | PINNACLE ASSOCIATES LTD (NY)

CRD#: 110631 / SEC#: 801-20841

RIA

Registered Investment Advisory firm - (3/16/1984 Approved)

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Contact information

Main Address

286 Madison Avenue 20th Floor, New York, NY 10017

Mailing Address

Phone number

(212) 652-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PINNACLE ASSOCIATES LTD. FORM ADV 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	6,429
AUM (Assets Under Management)	$ 9,866,562,515

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
01/14/2025	Cover Page	Report
01/11/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan D. Mark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Don Mark's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

MATRIX CAPITAL GROUP, INC.

SMITH NEW COURT, INC.

JPMSI

SMITH NEW COURT, INC.

Primary Firm SEC Registration

PINNACLE ASSOCIATES, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/2007

Series 63

Date: 4/3/1992

Series 7

Date: 1/21/1992

Current Firm

PINNACLE ASSOCIATES, LTD.

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PINNACLE ASSOCIATES, LTD.

TRUST BUT VERIFY

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