James H. Crangle

FHN FINANCIAL SECURITIES

New York, NY 10022

Some features on this profile are disabled

CRD#: 2160806

Professional summary

James Howard Crangle, who also goes by James Crangle, James Howard Crangle, is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1992. James has worked at 11 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

James Crangle | James Howard Crangle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Howard Crangle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2025 - Present

FHN FINANCIAL SECURITIES CORP.

Office #1: 444 Madison Avenue 9th Floor, New York, NY 10022

CRD#: 46346

New York, NY

Past

February 8, 2023 - November 8, 2024

LOOP CAPITAL MARKETS LLC

CRD#: 43098

NEW YORK, NY

Past

August 17, 2022 - January 3, 2023

B. RILEY SECURITIES, INC.

CRD#: 25027

NEW YORK, NY

Past

March 4, 2020 - August 15, 2022

FIFTH THIRD SECURITIES, INC.

CRD#: 628

NEW YORK, NY

Past

November 13, 2012 - March 4, 2020

SANTANDER US CAPITAL MARKETS LLC

CRD#: 150696

NEW YORK, NY

Past

July 27, 2011 - March 7, 2013

PIERPONT CAPITAL ADVISORS LLC

CRD#: 108424

NEW YORK, NY

Past

November 1, 2004 - July 8, 2011

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

August 30, 2004 - November 1, 2004

BONDS DIRECT SECURITIES LLC

CRD#: 112297

NEW YORK, NY

Past

July 7, 2004 - September 8, 2004

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

March 4, 1994 - June 29, 2004

BOSTON INSTITUTIONAL SERVICES INCORPORATED

CRD#: 5861

BOSTON, MA

Past

August 26, 1992 - March 8, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/3/2025)

Connecticut
(2/3/2025)

Florida
(2/11/2025)

Massachusetts
(2/3/2025)

Missouri
(2/3/2025)

New Jersey
(2/3/2025)

New York
(2/3/2025)

Tennessee
(2/3/2025)

Vermont
(2/3/2025)

Exams

State Security Law Exam

Series 63

Date: 7/18/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/29/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 6/6/2001

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FHN FINANCIAL SECURITIES CORP.

FHN FINANCIAL SECURITIES CORP. | MIDWEST RESEARCH FIRST TENNESSEE SECURITIES CORP. | FTN FINANCIAL SECURITIES CORP | FIRST TENNESSEE SECURITIES CORPORATION | FIRST TENNESSEE SECURITIES CORP.

CRD#: 46346 / SEC#: , 8-51393

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

Mailing Address

1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

Phone number

(901) 435-8080

Established

Tennessee since 10/30/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIRST HORIZON BANK	SHAREHOLDER
BUCK, WILLIAM JAMES II	PRINCIPAL OPERATING OFFICER	3129662
DABROWSKI, MARK GERARD	CHIEF COMPLIANCE OFFICER	2065647
GRIFFIN, MARK DANIEL	SVP, RISK CONTROL MANAGER	7462222
JACKSON, JEFF BRIAN	SVP/ TRADING MANAGER	2777631
RITCHESON, DONALD ALLEN	PRINCIPAL FINANCIAL OFFICER / CFO	2360009
ROMANOW, TIMOTHY MARK	PRESIDENT/CEO	2533445
WADDELL, MICHAEL KNOX	EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY	5657529

Disclosures

Regulatory Event	7
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James H. Crangle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Howard Crangle's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOOP CAPITAL MARKETS LLC

B. RILEY SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

SANTANDER US CAPITAL MARKETS LLC

PIERPONT CAPITAL ADVISORS LLC

JEFFERIES LLC

BONDS DIRECT SECURITIES LLC

BGC FINANCIAL, L.P.

BOSTON INSTITUTIONAL SERVICES INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/18/1992

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/21/1992

Series 24

Date: 6/29/2001

Series 53

Date: 6/6/2001

FINRA

Current Firm

FHN FINANCIAL SECURITIES CORP.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FHN FINANCIAL SECURITIES CORP.

TRUST BUT VERIFY

Similar Advisors