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Alexander C. Marks

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CRD#: 2160514
AM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alexander Corin Marks, who also goes by Alexander C Marks, was a registered financial professional .

Alexander is a previously registered financial professional and started their career in finance in 1998. Alexander had worked at 1 firm and has passed the Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alexander C Marks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 5, 2003 - May 7, 2012

PARIS SECURITIES CORPORATION

BD
CRD#: 13665
HOBOKEN, NJ
Past

May 21, 1998 - September 26, 2002

PARIS SECURITIES CORPORATION

BD
CRD#: 13665
HOBOKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 5/20/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/8/1998
General Securities Principal Examination

Current Firm

PS
PARIS SECURITIES CORPORATION
PARIS SECURITIES CORPORATION

CRD#: 13665 / SEC#: , 8-24504

BD
Terminated by SEC on 05/06/2012
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 07/07/1974
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PARIS HOLDING COMPANYCORPORATE PARENT
AZAR, LYNN MARKSDIRECTOR5150385
DOWD, DANIELA AMELIACHIEF COMPLIANCE OFFICER5062324
MARKS, ALEXANDER CORINVICE PRESIDENT/DIR2160514
MARKS, CHRISTOPHER SHAWNVICE PRESIDENT/DIRECTOR1359253
MARKS, JANCEO/PRESIDENT/DIR/CFO/COO/FINOP1023624
MARKS, MICHEL DAVIDDIRECTOR1625876
MARKS, RICHARDSECRETARY/TREASURER/DIRECTOR1625899
RUDDEROW III, SAMUEL EARLDIRECTOR5150348

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARIS SECURITIES CORPORATION

CRD#: 13665

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