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Alexander Corin Marks

CRD# 2160514·Registered 1998 - 2012
Previously Registered: Being a previously registered professional could mean that Alexander is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alexander Corin Marks, who also goes by Alexander C Marks, was a registered financial advisor. Alexander was a previously registered financial professional and started their career in finance 1998 - 2012. Alexander had worked at 1 firm and has passed the Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alexander C Marks

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

PARIS SECURITIES CORPORATION·CRD# 13665
BD
Hoboken, NJ
February 5, 2003 - May 7, 2012
PARIS SECURITIES CORPORATION·CRD# 13665
BD
Hoboken, NJ
May 21, 1998 - September 26, 2002

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Current Firm

PS
PARIS SECURITIES CORPORATION

PARIS SECURITIES CORPORATION

CRD#: 13665 / SEC#: 8-24504
BD
Terminated by SEC on 05/06/2012

Contact Information

Established

New York since 07/07/1974

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
PARIS HOLDING COMPANYCORPORATE PARENT—
AZAR, LYNN MARKSDIRECTOR5150385
DOWD, DANIELA AMELIACHIEF COMPLIANCE OFFICER5062324
MARKS, ALEXANDER CORINVICE PRESIDENT/DIR2160514
MARKS, CHRISTOPHER SHAWNVICE PRESIDENT/DIRECTOR1359253
MARKS, JANCEO/PRESIDENT/DIR/CFO/COO/FINOP1023624
MARKS, MICHEL DAVIDDIRECTOR1625876
MARKS, RICHARDSECRETARY/TREASURER/DIRECTOR1625899
RUDDEROW III, SAMUEL EARLDIRECTOR5150348

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed May 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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