Daniel W. Morgan

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

Morristown, NJ 07960

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CRD#: 2160234

Professional summary

Daniel William Morgan, CFA is a registered financial professional currently at LIGHTSPEED FINANCIAL SERVICES GROUP LLC located in Morristown, New Jersey.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1992. Daniel has worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel William Morgan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

February 7, 2021 - Present

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

Office #1: 20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960Office #2: 20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960

CRD#: 104369

Morristown, NJ

Past

July 2, 2020 - January 26, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

Past

March 25, 2017 - June 4, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

SOMERSET, NJ

Past

July 20, 2016 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SOMERSET, NJ

Past

June 11, 2015 - July 7, 2016

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

August 19, 2011 - September 6, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

SOMERSET, NJ

Past

August 19, 2011 - September 6, 2013

TOWER SQUARE SECURITIES, INC.

CRD#: 833

SOMERSET, NJ

Past

August 19, 2011 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

SOMERSET, NJ

Past

August 19, 2011 - January 28, 2015

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SOMERSET, NJ

Past

May 9, 2000 - August 17, 2011

R. F. LAFFERTY & CO., INC.

CRD#: 2498

NEW YORK, NY

Past

April 6, 1998 - May 2, 2000

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Past

June 17, 1997 - March 25, 1998

HARRISDIRECT LLC

CRD#: 42159

JERSEY CITY, NJ

Past

February 9, 1993 - June 16, 1997

BROWNCO, LLC

CRD#: 1326

BOSTON, MA

Past

May 12, 1992 - May 22, 1992

MELBOURNE GSI CORP.

CRD#: 15446

NEW YORK, NY

Past

January 22, 1992 - March 26, 1992

WEATHERLY SECURITIES CORPORATION

CRD#: 11081

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(2/7/2021)

New York
(2/7/2021)

Exams

State Security Law Exam

Series 63

Date: 3/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/12/1998

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

LIGHTSPEED | LIME BROKERAGE LLC | LIGHTSPEED FINANCIAL SERVICES GROUP LLC

CRD#: 104369 / SEC#: , 8-52843

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960

Mailing Address

20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960

Phone number

(888) 577-3123

Established

Delaware since 08/03/2000

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LIGHTSPEED HOLDINGS LLC	DIRECT OWNER
CHUN, YUEN NA	FINOP	2219603
GIBB, THOMAS ANTHONY	PRESIDENT/CHIEF OPERATING OFFICER/PRINCIPAL OPERATIONS OFFICER	4750905
NAIB, FARID AHMED	CEO	6285310
PETZOLD, KEITH WILLIAM	CHIEF COMPLIANCE OFFICER	2944070
WEDBUSH FINANCIAL SERVICES, LLC	DIRECT OWNER

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel W. Morgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel William Morgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

WALNUT STREET SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

NEW ENGLAND SECURITIES

MSI FINANCIAL SERVICES, INC.

R. F. LAFFERTY & CO., INC.

HSBC BROKERAGE (USA) INC.

HARRISDIRECT LLC

BROWNCO, LLC

MELBOURNE GSI CORP.

WEATHERLY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 3/22/1993

SIE

Date: 10/1/2018

Series 7

Date: 1/21/1992

Series 24

Date: 3/12/1998

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

Nasdaq BX, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

TRUST BUT VERIFY

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