John G. Youngman

OSPREY PRIVATE WEALTH LLC

NEW YORK, NY 10017

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CRD#: 2160024

Professional summary

John Gray Youngman is a registered financial advisor currently at OSPREY PRIVATE WEALTH LLC located in New York, New York.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 5 firms and has passed the Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gray Youngman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2024 - Present

OSPREY PRIVATE WEALTH LLC

Office #1: 140 East 45th Street Suite 15b, New York, NY 10017

RIA

CRD#: 331295

NEW YORK, NY

Past

December 15, 2023 - June 3, 2024

SEGALL BRYANT & HAMILL

RIA

CRD#: 106505

New York, NY

Past

February 16, 2023 - July 16, 2024

CORIENT

RIA

CRD#: 319448

New York, NY

Past

August 31, 2021 - December 6, 2023

BARRETT ASSET MANAGEMENT, LLC

RIA

CRD#: 157047

NEW YORK, NY

Past

January 25, 1993 - November 19, 1994

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSPREY PRIVATE WEALTH LLC

CRD#: 331295 / SEC#: 801-130350

RIA

Registered Investment Advisory firm - (5/21/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(7/19/2024)

IAR

New York
(7/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/18/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/1993

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 7/9/1991

National Commodity Futures Examination

Current Firm

OSPREY PRIVATE WEALTH LLC

CRD#: 331295 / SEC#: 801-130350

RIA

Registered Investment Advisory firm - (5/21/2024 Approved)

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Contact information

Main Address

140 East 45th Street Suite 15b, New York, NY 10017

Mailing Address

Phone number

(646) 445-5107

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OSPREY PRIVATE WEALTH LLC (12/4/2025)

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 162,119,890

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/21/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John G. Youngman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gray Youngman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEGALL BRYANT & HAMILL

CORIENT

BARRETT ASSET MANAGEMENT, LLC

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

OSPREY PRIVATE WEALTH LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/18/1993

Series 7

Date: 1/21/1993

Series 3

Date: 7/9/1991

Current Firm

OSPREY PRIVATE WEALTH LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

OSPREY PRIVATE WEALTH LLC

TRUST BUT VERIFY

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