James C. Hebert
Professional summary
James Corkill Hebert, who also goes by Jim Hebert, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Stevenson, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. James has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Corkill Hebert's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2019 - Present
T. ROWE PRICE ASSOCIATES, INC.
April 4, 2016 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231July 1, 2003 - July 14, 2015
WELLS FARGO SECURITIES, LLC
October 1, 1999 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
December 23, 1997 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
June 10, 1993 - November 6, 1997
FIRST UNION CAPITAL MARKETS CORP.
July 31, 1991 - October 19, 1992
TUCKER ANTHONY INCORPORATED
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 55
Date: 4/13/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
