Cesare J. Iori
Professional summary
Cesare Joseph Iori JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Cesare is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Cesare had worked at 5 firms, which includes 1ST FREEDOM SECURITIES LLC, GUNNALLEN FINANCIAL INC, PARKER BROMLEY LTD., LEGEND MERCHANT GROUP INC., STRATTON OAKMONT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2000 - June 12, 2001
1ST FREEDOM SECURITIES, LLC
October 27, 1998 - February 24, 1999
GUNNALLEN FINANCIAL, INC
August 20, 1997 - September 16, 1998
PARKER BROMLEY LTD.
February 12, 1996 - July 2, 1997
LEGEND MERCHANT GROUP, INC.
January 5, 1993 - June 30, 1995
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Exams
Current Firm
1ST FREEDOM SECURITIES, LLC
CRD#: 104202 / SEC#: , 8-52655
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BULL MEETS BEAR CONSULTING, INC. | MEMBER | |
| IORI, CESARE JOSEPH JR | MANAGER AND GENERAL SECURITIES PRINCIPAL | 2159836 |
Red Flags
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