Peter S. Smith
Professional summary
Peter Sherman Smith is a registered financial professional currently at BUTLER CAPITAL PARTNERS located in Oyster Bay, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Sherman Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2024 - Present
BUTLER CAPITAL PARTNERS
Office #1: 326 Centre Island Road, Oyster Bay, NY 11771February 3, 2011 - February 7, 2023
ALBRIGHT SECURITIES LLC
August 4, 2009 - February 1, 2011
MATRIX CAPITAL GROUP, INC.
June 14, 2001 - February 20, 2002
SHIELDS & COMPANY
May 20, 1997 - June 30, 1999
GILFORD SECURITIES INCORPORATED
August 27, 1993 - May 19, 1997
CHARLES SCHWAB & CO., INC.
July 31, 1993 - September 29, 1993
CITIGROUP GLOBAL MARKETS INC.
June 2, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
June 17, 1992 - November 3, 1992
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
BUTLER CAPITAL PARTNERS
CRD#: 114242 / SEC#: , 8-53413
Contact information
FINRA licenses (22 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
