Wayne E. Fernow

AMERICAN FAMILY LEGACY GROUP

Oklahoma City, OK 73112

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CRD#: 2159029

Professional summary

Wayne E Fernow is a registered financial advisor currently at AMERICAN FAMILY LEGACY GROUP located in Oklahoma City, Oklahoma.

Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Wayne has worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT; INVESTMENT-RELATED; ACTIVITY CONDUCTED IN PERSONAL CAPACITY; START DATE APPROXIMATELY 06/2021; COMMISSION-BASED INSURANCE SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne E Fernow's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2012 - Present

AMERICAN FAMILY LEGACY GROUP

Office #1: 3030 Nw Expressway, Suite 300-485, Oklahoma City, OK 73112Office #2: 3030 N Rocky Point Dr W Suite 150, Tampa, FL 33607

RIA

CRD#: 154050

Oklahoma City, OK

Past

September 18, 2008 - January 5, 2012

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

OKLAHOMA CITY, OK

Past

September 11, 2008 - January 5, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

OKLAHOMA CITY, OK

Past

February 15, 2007 - June 3, 2008

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

MIDWEST CITY, OK

Past

February 13, 2007 - June 3, 2008

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

MIDWEST CITY, OK

Past

September 5, 2003 - February 7, 2007

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

DEL CITY, OK

Past

May 30, 2001 - July 14, 2003

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

OKLAHOMA CITY, OK

Past

March 26, 2001 - July 14, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

March 11, 1992 - August 18, 1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

September 27, 1991 - March 12, 1992

EDWARD JONES

CRD#: 250

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/21/2012)

IAR

Oklahoma
(1/10/2012)

IAR

Texas
(11/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2001

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/27/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/5/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/23/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 2/2/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/16/2008

General Securities Principal Examination

Current Firm

AMERICAN FAMILY LEGACY GROUP

AMERICAN FAMILY LEGACY GROUP | RWM & INVESTMENT GROUP | RUSSIAN, FREDDY ANTONIO | RUSSIAN WEALTH MANAGEMENT AND INVESTMENT GROUP, LLC | RUSSIAN WEALTH MANAGEMENT AND INVESTMENT GROUP

CRD#: 154050 / SEC#:

Florida

Registered Investment Advisory firm - (9/10/2010 Approved)

Oklahoma

Registered Investment Advisory firm - (10/6/2010 Approved)

Texas

Registered Investment Advisory firm - (12/18/2017 Conditional Restricted)

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Contact information

Main Address

3030 N Rocky Point Dr W Suite 150, Tampa, FL 33607

Mailing Address

Phone number

(405) 245-8340

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	181
AUM (Assets Under Management)	$ 38,082,643

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Wayne E. Fernow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne E Fernow's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

ALLSTATE FINANCIAL SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2001

Series 65

Date: 5/27/1992

Series 63

Date: 8/5/1991

Series 7

Date: 3/23/2001

Series 53

Date: 2/2/2009

Series 24

Date: 9/16/2008

Current Firm

AMERICAN FAMILY LEGACY GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMERICAN FAMILY LEGACY GROUP

TRUST BUT VERIFY

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