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Stephen L. Hall

YARRINGTON MANAGEMENT COMPANY
Westborough, MA 01581
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CRD#: 2158562
SH

Professional summary


Stephen Leslie Hall is a registered financial advisor currently at YARRINGTON MANAGEMENT COMPANY located in Westborough, Massachusetts.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Stephen has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 27 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Stephen Leslie Hall's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 7, 2004 - Present

YARRINGTON MANAGEMENT COMPANY

Office #1: 45 Lyman Street, Suite 17 Suite 17, Westborough, MA 01581
RIA
CRD#: 111994
Westborough, MA
Past

December 2, 1999 - October 7, 2002

HIGLEY, HALL SECURITIES, INCORPORATED

BD
CRD#: 45669
WESTBOROUGH, MA
Past

September 1, 1998 - August 3, 2000

BIRCHTREE FINANCIAL SERVICES LLC

BD
CRD#: 15014
MINNEAPOLIS, MN
Past

December 19, 1996 - September 3, 1998

NORTHERN CAPITAL SECURITIES CORPORATION

BD
CRD#: 40659
NORTH ANDOVER, MA
Past

July 31, 1993 - December 10, 1996

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 22, 1993 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

June 18, 1992 - October 27, 1992

WINTHROP SECURITIES CO., INC.

BD
CRD#: 6925
BOSTON, MA
Past

November 4, 1991 - June 9, 1992

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
WORCESTER, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(7/7/2004)

Exams


State Security Law Exam
IAR
Series 65
Date: 2/11/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/31/1998
General Securities Principal Examination

Current Firm


YM
YARRINGTON MANAGEMENT COMPANY
STEPHEN L. HALL | YARRINGTON MANAGEMENT COMPANY

CRD#: 111994 / SEC#:

Massachusetts
Registered Investment Advisory firm - (2/3/1999 Approved)
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Contact information


Main Address
180 West Main Street, Westborough, MA 01581
Mailing Address
Phone number
(508) 836-4292
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts5
AUM (Assets Under Management)$ 2,000,000

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


YARRINGTON MANAGEMENT COMPANY

CRD#: 111994Westborough, MA 01581

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