Ardavan Mobasheri

ACIMA PRIVATE WEALTH LLC

OLD TAPPAN, NJ

Some features on this profile are disabled

CRD#: 2158447

Professional summary

Ardavan Mobasheri is a registered financial advisor currently at ACIMA PRIVATE WEALTH LLC located in Old Tappan, New Jersey.

Ardavan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Ardavan has worked at 5 firms and has passed the Series 63, Series 55, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SINCE 2004; ADJUNCT PROFESSOR OF ECONOMICS & FINANCE, CITY UNIVERSITY OF NEW YORK GRADUATE CENTER; NOT INVESTMENT RELATED; DEVOTE APPROXIMATELY 20 HOURS PER WEEK. SINCE 2013; OWNER/OPERATOR CORPORATE ECONOMIC STRATEGY ADVISORS LLC; NOT INVESTMENT RELATED; DEVOTE APPROXIMATELY 0 TO 5 HOURS PER MONTH. GENERAL BUSINESS MANAGEMENT CONSULTING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ardavan Mobasheri's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2016 - Present

ACIMA PRIVATE WEALTH LLC

RIA

CRD#: 281496

OLD TAPPAN, NJ

Past

April 13, 2016 - May 6, 2016

ACIMA PRIVATE WEALTH LLC

RIA

CRD#: 281496

OLD TAPPAN, NJ

Past

December 13, 2002 - September 14, 2007

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

February 20, 2002 - December 12, 2002

BEECH HILL SECURITIES, INC.

CRD#: 24771

NEW YORK, NY

Past

September 20, 1993 - June 14, 2000

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

November 3, 1992 - October 5, 1993

KC MAY SECURITIES CORP.

CRD#: 17833

NEW YORK, NY

Past

September 25, 1991 - July 8, 1992

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACIMA PRIVATE WEALTH LLC

CRD#: 281496 / SEC#: 801-110385

RIA

Registered Investment Advisory firm - (5/18/2017 Approved)

Virginia

Registered Investment Advisory firm - (6/6/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(5/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/1/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 4/3/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 8/5/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/24/1991

General Securities Representative Examination

Current Firm

ACIMA PRIVATE WEALTH LLC

CRD#: 281496 / SEC#: 801-110385

RIA

Registered Investment Advisory firm - (5/18/2017 Approved)

Virginia

Registered Investment Advisory firm - (6/6/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1801 Bayberry Court Suite 301, Richmond, VA 23226

Mailing Address

Phone number

(804) 422-8450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACIMA PRIVATE WEALTH - FORM ADV PART 2A - MARCH.28.2024 (3/27/2025)

AMENDED ADV PART 2 (3/27/2025)

ACIMA PRIVATE WEALTH - WRAP FEE BROCHURE - MARCH.1.2020 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 379,224,979

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ardavan Mobasheri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ardavan Mobasheri's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACIMA PRIVATE WEALTH LLC

J.P. MORGAN SECURITIES LLC

BEECH HILL SECURITIES, INC.

J.P. MORGAN SECURITIES LLC

KC MAY SECURITIES CORP.

SANFORD C. BERNSTEIN & CO., INC.

Primary Firm SEC Registration

ACIMA PRIVATE WEALTH LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/1/1991

Series 55

Date: 4/3/1999

Series 3

Date: 8/5/1992

Series 7

Date: 9/24/1991

Current Firm

ACIMA PRIVATE WEALTH LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACIMA PRIVATE WEALTH LLC

TRUST BUT VERIFY

Similar Advisors