DC
Daniel S. Charney
TD ARRANGED SERVICES LLC
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 2158255
DC
Professional summary
Daniel S. Charney, who also goes by Daniel S Charney, Daniel S. Charney, is a registered financial professional currently at TD ARRANGED SERVICES LLC located in New York, New York and TD SECURITIES (USA) LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1991. Daniel has worked at 13 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Daniel S Charney | Daniel S. Charney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel S. Charney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 21, 2014 - Present
TD ARRANGED SERVICES LLC
Office #1: 1 Vanderbilt Avenue 11 Floor, New York, NY 10017BD
CRD#: 122529
NEW YORK, NY
Current
March 1, 2023 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017Office #2: 262 Harbor Blvd 2nd Floor, Stamford, CT 06902BD
CRD#: 18476
New York, NY
Past
May 31, 2017 - July 21, 2020
COWEN EXECUTION SERVICES LLC
BD
CRD#: 35693
NY, NY
Past
October 14, 2015 - June 15, 2016
COWEN PRIME SERVICES TRADING LLC
BD
CRD#: 23857
NEW YORK, NY
Past
September 4, 2015 - February 10, 2022
COWEN PRIME SERVICES LLC
BD
CRD#: 153397
NEW YORK, NY
Past
August 21, 2014 - March 3, 2015
ATM
BD
CRD#: 137211
NEW YORK, NY
Past
January 24, 2012 - December 9, 2024
COWEN AND COMPANY
BD
CRD#: 7616
NEW YORK, NY
Past
July 9, 2007 - January 20, 2012
JEFFERIES LLC
BD
CRD#: 2347
NEW YORK, NY
Past
October 29, 2004 - June 21, 2007
UBS SECURITIES LLC
BD
CRD#: 7654
SAN FRANCISCO, CA
Past
July 8, 2002 - November 1, 2004
UBS CAPITAL MARKETS L.P.
BD
CRD#: 2692
STAMFORD, CT
Past
January 27, 1999 - July 29, 2002
THOMAS WEISEL PARTNERS LLC
BD
CRD#: 46237
SAN FRANCISCO, CA
Past
October 1, 1997 - January 1, 1999
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
August 14, 1991 - October 1, 1997
MONTGOMERY SECURITIES
BD
CRD#: 4357
SAN FRANCISCO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/6/2025)
RR
Alaska(2/6/2025)
RR
Arizona(2/6/2025)
RR
Arkansas(2/6/2025)
RR
California(2/6/2025)
RR
Colorado(2/6/2025)
RR
Connecticut(2/6/2025)
RR
Delaware(2/6/2025)
RR
District of Columbia(2/6/2025)
RR
Florida(2/6/2025)
RR
Georgia(2/6/2025)
RR
Hawaii(2/6/2025)
RR
Idaho(2/6/2025)
RR
Illinois(2/6/2025)
RR
Indiana(2/6/2025)
RR
Iowa(2/6/2025)
RR
Kansas(2/6/2025)
RR
Kentucky(2/6/2025)
RR
Louisiana(2/6/2025)
RR
Maine(2/6/2025)
RR
Maryland(2/6/2025)
RR
Massachusetts(2/6/2025)
RR
Michigan(2/6/2025)
RR
Minnesota(2/6/2025)
RR
Mississippi(2/6/2025)
RR
Missouri(2/6/2025)
RR
Montana(2/6/2025)
RR
Nebraska(2/6/2025)
RR
Nevada(2/6/2025)
RR
New Hampshire(2/6/2025)
RR
New Jersey(2/6/2025)
RR
New Mexico(2/6/2025)
RR
New York(2/6/2025)
RR
North Carolina(2/6/2025)
RR
North Dakota(2/6/2025)
RR
Ohio(2/6/2025)
RR
Oklahoma(2/6/2025)
RR
Oregon(2/6/2025)
RR
Pennsylvania(2/6/2025)
RR
Puerto Rico(2/6/2025)
RR
Rhode Island(2/6/2025)
RR
South Carolina(2/6/2025)
RR
South Dakota(2/6/2025)
RR
Tennessee(2/6/2025)
RR
Texas(2/6/2025)
RR
Utah(2/6/2025)
RR
Vermont(2/6/2025)
RR
Virginia(2/6/2025)
RR
Washington(2/6/2025)
RR
West Virginia(2/6/2025)
RR
Wisconsin(2/6/2025)
RR
Wyoming(2/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/11/2006
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
TS
TD SECURITIES (USA) LLC
AMERICAN GOVERNMENT SECURITIES, INC. | TORONTO DOMINION SECURITIES CORP. | TORONTO DOMINION SECURITIES (USA) INC. | TD SECURITIES (USA) LLC | TD SECURITIES (USA) INC.
CRD#: 18476 / SEC#: , 8-36747
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
One Vanderbilt Avenue, New York, NY 10017
Mailing Address
One Vanderbilt Avenue, New York, NY 10017
Phone number
(212) 827-7000
Established
Delaware since 11/01/2004
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
