Matthew A. Annalora

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CRD#: 2157226

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Anthony Annalora was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 1991. Matthew had worked at 11 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 11, 2015 - July 23, 2019

PLAN STRATEGIES INC

RIA

CRD#: 110048

DENVER, CO

Past

February 28, 2008 - February 9, 2011

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

GREENWOOD VILLAGE, CO

Past

April 30, 2007 - May 9, 2007

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

GREENWOOD VILLAGE, CO

Past

April 30, 2007 - February 9, 2011

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

GREENWOOD VILLAGE, CO

Past

February 13, 2007 - April 26, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

AURORA, CO

Past

February 13, 2007 - April 26, 2007

LPL FINANCIAL LLC

CRD#: 6413

AURORA, CO

Past

May 22, 2003 - January 29, 2007

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

October 9, 2002 - May 14, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

HIGHLANDS RANCH, CO

Past

October 3, 2002 - May 14, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 20, 1999 - July 22, 2002

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 20, 1999 - July 22, 2002

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

January 3, 1997 - May 18, 1998

ONE ORCHARD EQUITIES, INC.

CRD#: 42124

GREENWOOD VILLAGE, CO

Past

July 14, 1995 - January 3, 1997

THE GREAT-WEST LIFE ASSURANCE COMPANY

CRD#: 5927

ENGLEWOOD, CO

Past

August 9, 1993 - August 31, 1994

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

July 29, 1991 - April 1, 1992

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/8/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/26/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/23/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/12/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

PLAN STRATEGIES INC

CRD#: 110048 / SEC#: 801-111942

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Contact information

Main Address

5975 S Quebec Suite 300, Centennial, CO 80111

Mailing Address

Phone number

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (6/30/2021)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew A. Annalora

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

HIMCO DISTRIBUTION SERVICES COMPANY

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

ONE ORCHARD EQUITIES, INC.

THE GREAT-WEST LIFE ASSURANCE COMPANY

JANUS HENDERSON DISTRIBUTORS US LLC

CHATFIELD DEAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/2015

Series 66

Date: 10/8/2002

Series 63

Date: 7/26/1991

Series 7

Date: 7/23/1991

Series 26

Date: 10/12/1999

Current Firm

PLAN STRATEGIES INC

Contact information

Documents

Part 2 Brochures

Red Flags

Company Information

PLAN STRATEGIES INC

TRUST BUT VERIFY

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