Matthew A. Annalora
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Anthony Annalora was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1991. Matthew had worked at 11 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2015 - July 23, 2019
PLAN STRATEGIES INC
February 28, 2008 - February 9, 2011
KESTRA INVESTMENT SERVICES, LLC
April 30, 2007 - May 9, 2007
KESTRA INVESTMENT SERVICES, LLC
April 30, 2007 - February 9, 2011
KESTRA INVESTMENT SERVICES, LLC
February 13, 2007 - April 26, 2007
LPL FINANCIAL LLC
February 13, 2007 - April 26, 2007
LPL FINANCIAL LLC
May 22, 2003 - January 29, 2007
HIMCO DISTRIBUTION SERVICES COMPANY
October 9, 2002 - May 14, 2003
UBS FINANCIAL SERVICES INC.
October 3, 2002 - May 14, 2003
UBS FINANCIAL SERVICES INC.
July 20, 1999 - July 22, 2002
METROPOLITAN LIFE INSURANCE COMPANY
July 20, 1999 - July 22, 2002
MSI FINANCIAL SERVICES, INC.
January 3, 1997 - May 18, 1998
ONE ORCHARD EQUITIES, INC.
July 14, 1995 - January 3, 1997
THE GREAT-WEST LIFE ASSURANCE COMPANY
August 9, 1993 - August 31, 1994
JANUS HENDERSON DISTRIBUTORS US LLC
July 29, 1991 - April 1, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
PLAN STRATEGIES INC
CRD#: 110048 / SEC#: 801-111942
Contact information
Red Flags
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