Gilbert J. Morales
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gilbert John Morales, who also goes by Gil Morales, was a registered financial professional .
Gilbert is a previously registered financial professional and started their career in finance in 1991. Gilbert had worked at 7 firms and has passed the Series 63, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2012 - December 9, 2014
VIRTUE OF SELFISH INVESTING, LLC
February 24, 2010 - April 12, 2014
MOKA INVESTORS, LLC
July 31, 2007 - December 14, 2017
GIL MORALES & COMPANY, LLC
November 8, 2005 - June 15, 2007
SIERRA CAPITAL INVESTORS, INC.
December 13, 1997 - November 7, 2005
WILLIAM O'NEIL SECURITIES
August 10, 1994 - November 11, 1997
UBS FINANCIAL SERVICES INC.
August 12, 1991 - August 12, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/28/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VIRTUE OF SELFISH INVESTING, LLC
CRD#: 158743 / SEC#: 801-72854
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
