Gary C. Lilley

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CRD#: 2156674

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Colin Lilley was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 1991. Gary had worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 17, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 6, 2017 - August 1, 2024

VAN LANSCHOT KEMPEN (USA) INC.

CRD#: 38760

NEW YORK, NY

Past

September 12, 2016 - March 2, 2017

BRYAN GARNIER SECURITIES, LLC

CRD#: 152528

NEW YORK, NY

Past

September 16, 2013 - July 29, 2016

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

May 31, 2011 - January 4, 2013

RELIGARE CAPITAL MARKETS INC.

CRD#: 153292

NEW YORK, NY

Past

June 25, 1999 - June 6, 2011

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

June 14, 1999 - July 16, 1999

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

June 3, 1998 - June 14, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

August 9, 1991 - June 3, 1998

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 2/28/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 3/7/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 4/5/2018

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 8/25/1999

General Securities Representative Examination

General Industry/Product Exam

Series 17

Date: 8/9/1991

Limited Registered Representative Examination

Principal/Supervisory Exam

Series 10

Date: 2/24/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/23/2004

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 2/18/1997

General Securities Principal Examination

Current Firm

VAN LANSCHOT KEMPEN (USA) INC.

DEXIA SECURITIES U.S.A. INC. | VAN LANSCHOT KEMPEN (USA) INC. | KEMPEN & CO U.S.A., INC.

CRD#: 38760 / SEC#: , 8-48389

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

880 Third Avenue 17th Floor, New York, NY 10022

Mailing Address

880 Third Avenue 17th Floor, New York, NY 10022

Phone number

(212) 376-0130

Established

Delaware since 05/08/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
VAN LANSCHOT KEMPEN N.V.	OWNER
DOHERTY, JAMES HUGH	POO	4197747
HALLERAN, KRISTIN MARIE	CCO	4726430
RIORDAN, TIFFANY	FINOP AND PFO	6313437
VAN LINT, ANTOINETTE F.M.	CEO	7100442

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary C. Lilley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BRYAN GARNIER SECURITIES, LLC

NOMURA SECURITIES INTERNATIONAL, INC.

RELIGARE CAPITAL MARKETS INC.

MORGAN STANLEY & CO. LLC

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

UBS SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/28/1992

Series 99TO

Date: 3/7/2023

SIE

Date: 10/1/2018

Series 79

Date: 4/5/2018

Series 7

Date: 8/25/1999

Series 17

Date: 8/9/1991

Series 10

Date: 2/24/2004

Series 9

Date: 2/23/2004

Series 24

Date: 2/18/1997

Current Firm

VAN LANSCHOT KEMPEN (USA) INC.

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VAN LANSCHOT KEMPEN (USA) INC.

TRUST BUT VERIFY

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