Jeffrey A. Schlegel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Allen Schlegel was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1991. Jeffrey had worked at 5 firms and has passed the Series 63, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2010 - December 31, 2025
FNB WEALTH MANAGEMENT
January 30, 2002 - July 8, 2005
NATCITY INVESTMENTS, INC.
April 28, 1995 - March 23, 2001
BNY MELLON CAPITAL MARKETS, LLC
June 9, 1992 - April 21, 1995
DREYFUS INVESTMENT SERVICES COMPANY, LLC
July 29, 1991 - November 19, 1991
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FNB WEALTH MANAGEMENT
CRD#: 109515 / SEC#: 801-56609
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,097 |
| AUM (Assets Under Management) | $ 6,703,955,512 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2026 | ||
| 11/26/2024 | ||
| 12/20/2023 | ||
| 02/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
