Joseph L. Fuller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Lindsay Fuller, who also goes by J Lindsay Fuller, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1968. Joseph had worked at 9 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2012 - December 31, 2022
SOUTH JERSEY ADVISORS, LLC
February 23, 2010 - January 23, 2012
MMA SECURITIES LLC
September 2, 2009 - January 23, 2012
MMA SECURITIES LLC
September 25, 2001 - September 1, 2009
MUTUAL SERVICE CORPORATION
May 30, 1997 - April 16, 2003
MML INVESTORS SERVICES, LLC
October 30, 1991 - December 3, 1992
G. R. PHELPS & CO., INC.
March 4, 1991 - September 24, 2001
MUTUAL SERVICE CORPORATION
November 19, 1989 - March 4, 1991
OSAIC WEALTH, INC.
November 29, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 1, 1985 - December 5, 1988
G. R. PHELPS & CO., INC.
June 29, 1971 - September 26, 1985
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 8, 1968 - September 26, 1985
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/29/1968
Registered Representative ExaminationCurrent Firm
SOUTH JERSEY ADVISORS, LLC
CRD#: 162068 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 8,199,798 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
