Mark R. Elmore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Ryan Elmore was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1991. Mark had worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2003 - December 3, 2021
NATHAN HALE CAPITAL, LLC
November 26, 2001 - April 1, 2003
NATALLIANCE SECURITIES, LLC
January 6, 2000 - November 26, 2001
INTERFIRST CAPITAL CORPORATION
January 13, 1998 - December 31, 1999
LINTZ GLOVER WHITE & COMPANY, INC.
April 7, 1997 - November 21, 1997
ALAMO CAPITAL
September 22, 1995 - April 4, 1997
LPL FINANCIAL LLC
May 4, 1994 - July 20, 1995
MARK TWAIN BROKERAGE SERVICES, INC.
March 19, 1992 - March 31, 1994
MARK TWAIN BROKERAGE SERVICES, INC.
August 28, 1991 - September 13, 1991
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
NATHAN HALE CAPITAL, LLC
CRD#: 123650 / SEC#: , 8-65603
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GALARPE, GARY CHRISTOPHER | CHIEF COMPLIANCE OFFICER/FIN-OP | 2384835 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
