Gerald R. Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Raymond Adams, who also goes by Jerry Adams, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1991. Gerald had worked at 6 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 6, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2025 - May 5, 2026
THE LEADERS GROUP, INC.
October 17, 2008 - November 13, 2020
PACIFIC SELECT DISTRIBUTORS, LLC
November 13, 2001 - December 17, 2002
HORNOR, TOWNSEND & KENT, LLC
January 13, 1998 - March 6, 2001
DONAHUE SECURITIES, INC.
March 13, 1995 - January 9, 1998
MM ASCEND LIFE INVESTOR SERVICES, LLC
August 6, 1991 - April 13, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/1/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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