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CH

Christopher P. Hendrix

CEROS FINANCIAL SERVICES
Virginia Beach, VA 23452
Some features on this profile are disabled
CRD#: 2155855
CH

Professional summary

Christopher Paul Hendrix, who also goes by Chris Hendrix, is a registered financial professional currently at CEROS FINANCIAL SERVICES, INC. located in Virginia Beach, Virginia.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1991. Christopher has worked at 4 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 86, Series 87, Series 16, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Hendrix

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Paul Hendrix's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 23, 2009 - Present

CEROS FINANCIAL SERVICES, INC.

Office #1: 2940 N. Lynnhaven Rd. Ste 200, Virginia Beach, VA 23452
BD
CRD#: 37869
Virginia Beach, VA
Past

May 7, 2007 - October 12, 2007

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

July 19, 2004 - May 3, 2005

AMERIPRISE ADVISOR SERVICES, INC.

RIA
CRD#: 5979
DETROIT, MI
Past

February 11, 1999 - May 3, 2005

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

July 13, 1995 - May 15, 1998

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

January 15, 1993 - September 2, 1993

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

August 21, 1991 - January 12, 1993

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Virginia
(11/23/2009)

Exams

State Security Law Exam
RR
Series 63
Date: 11/19/2009
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/8/2002
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 1/21/2005
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 9/24/2004
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 16
Date: 3/24/1997
NYSE Supervisory Analyst Examination
General Industry/Product Exam
RR
Series 7
Date: 8/20/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/17/2000
Registered Options Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

CF
CEROS FINANCIAL SERVICES, INC.
ASSET MANAGEMENT SERVICES | FORTE CAPITAL GROUP | CEROS FINANCIAL SERVICES, INC. | CEROS FINANCIAL ADVISORS | CEROS CAPITAL MARKETS | CEROS BROKER SERVICE, INC. | ATLANTIC PARTNERS

CRD#: 37869 / SEC#: , 8-47955

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1445 Research Boulevard Suite 530, Rockville, MD 20850
Mailing Address
1445 Research Boulevard Suite 530, Rockville, MD 20850
Phone number
(866) 842-3356
Established
Massachusetts since 09/30/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DGB HOLDINGS, LLCOWNER
AYERS-RIGSBY, MARY CATHERINEPRESIDENT830349
GOLDWASSER, MARK HARRYCEO1334008
GREENE, JON CHRISTOPHERROSFP3202524
HOLLAND, ANGELA LYNNETTECHIEF COMPLIANCE OFFICER3166586
POWELL, KIM ULMANCHIEF FINANCIAL OFFICER6244231
WILSON, DANIELAMLCO6763074

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869Virginia Beach, VA 23452

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