JG
Jason T. Gutcheon
CETERA INVESTMENT ADVISERS LLC
WEST HARTFORD, CT 06107
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CRD#: 2155785
JG
Professional summary
Jason Tyler Gutcheon is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in West Hartford, Connecticut and CETERA WEALTH SERVICES, LLC located in West Hartford, Connecticut.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jason has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) (dba) BACON FINANCIAL GROUP; Investment Related; 62 Lasalle Road, Suite 207, West Hartford, CT 06107; Other; Associate/ dba Name; Start Date 01/2025; 20 hours per month; DBA for my securities business. >> 2) NAME OF OTHER BUSINESS: PROFESSIONAL BUSINESS INSURERS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERVICES; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDE EMPLOYEE BENEFIT PLANS TO SMALL BUSINESSES, MEDICARE AND INDIVIDUAL HEALTH PLANS; 3) GREATER HARTFORD ARTS COUNCIL; Non-Investment Related; 100 Pearl Street, Hartford, CT 06103; Other; Board Member; Start Date 01/2002; 2 hours per month; I am a volunteer board member lending my expertise to advancing the arts and culture in the greater Hartford area. >> 4) JUNIOR ACHIEVEMENT OF SOUTHWEST NEW ENGLAND; Non-Investment Related; 70 Farmington Avenue, Hartford, CT 06105; Other; Board member; Start Date 01/2002; 2 hours per month; I am a volunteer who teaches school age children about all aspects of business and financial matters.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Tyler Gutcheon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 62 Lasalle Road Suite 207, West Hartford, CT 06107RIA
CRD#: 105644
WEST HARTFORD, CT
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 62 Lasalle Road Suite 207, West Hartford, CT 06107BD
CRD#: 13572
West Hartford, CT
Past
August 7, 2009 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
West Hartford, CT
Past
February 20, 2002 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
West Hartford, CT
Past
July 8, 2000 - February 26, 2002
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
September 23, 1999 - July 8, 2000
POLARIS FINANCIAL SERVICES, INC.
BD
CRD#: 14521
CONCORD, NH
Past
October 24, 1995 - June 19, 1996
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/20/2025)
RR
Connecticut(2/20/2025)
IAR
Connecticut(2/20/2025)
RR
Florida(2/20/2025)
RR
Massachusetts(2/20/2025)
RR
New Jersey(2/20/2025)
RR
New York(2/20/2025)
RR
North Carolina(3/19/2025)
RR
South Carolina(2/20/2025)
RR
Vermont(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
