Michael J. Desmond

PROCYON

Melville, NY 11747

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CRD#: 2155576

Professional summary

Michael John Desmond, AIF®, CIMA®, who also goes by Mike Desmond, is a registered financial advisor currently at PROCYON located in Melville, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Michael has worked at 21 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Desmond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Procyon Tax, LLC; Not investment related; Office of Employment address; Referral Business for Tax Services; Partner; 1/1/2022; 10 Hours per month; Refer clients if they need in house tax help. 2) Insurance Sales; Same address; Non-investment related; 10 hours of time spent per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Desmond's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 1, 2021 - Present

PROCYON

Office #1: 534 Broadhollow Rd. Suite 300, Melville, NY 11747

RIA

CRD#: 288239

Melville, NY

Past

June 1, 2021 - December 31, 2021

PROCYON INSTITUTIONAL PARTNERS, LLC

RIA

CRD#: 288244

Melville, NY

Past

April 25, 2016 - July 27, 2021

PIVOTAL PLANNING GROUP, LLC

RIA

CRD#: 126575

MELVILLE, NY

Past

May 28, 2015 - January 20, 2016

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

NEW YORK, NY

Past

April 13, 2015 - January 20, 2016

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

NEW YORK, NY

Past

January 14, 2015 - April 8, 2015

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

September 17, 2014 - March 31, 2015

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

HAUPPAUGE, NY

Past

May 1, 2012 - September 26, 2014

LPL FINANCIAL LLC

CRD#: 6413

MELVILLE, NY

Past

February 2, 2009 - April 27, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

NEW YORK, NY

Past

February 27, 2008 - August 8, 2008

NORTH RIDGE SECURITIES CORP.

CRD#: 27098

MELVILLE, NY

Past

October 14, 2005 - April 20, 2006

1ST WORLDWIDE ADVISORS, LLC.

RIA

CRD#: 133225

SHREWSBURY, NJ

Past

March 23, 2005 - March 3, 2006

1ST WORLDWIDE FINANCIAL PARTNERS, LLC

CRD#: 132038

LAVALLETTE, NJ

Past

April 12, 2004 - March 30, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

October 11, 2001 - April 12, 2004

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

May 9, 2000 - September 26, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 13, 1999 - May 22, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 13, 1999 - May 22, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

August 28, 1996 - June 16, 1999

W.J. NOLAN & COMPANY, INC.

CRD#: 16465

NEW YORK, NY

Past

September 10, 1994 - August 26, 1996

LANDMARK INTERNATIONAL EQUITIES

CRD#: 25098

WESTBURY, NY

Past

July 31, 1992 - August 12, 1994

H G I

CRD#: 14079

JERICHO, NY

Past

January 14, 1992 - August 11, 1992

INSTITUTIONAL EQUITY CORPORATION

CRD#: 19628

DALLAS, TX

Past

October 17, 1991 - January 22, 1992

STRATTON OAKMONT INC.

CRD#: 18692

LAKE SUCCESS, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/19/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/25/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/26/2010

General Securities Principal Examination

Current Firm

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

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Contact information

Main Address

1 Corporate Drive Suite 225, Shelton, CT 06484

Mailing Address

Phone number

(475) 232-2704

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROCYON DISCLOSURE BROCHURE (11/4/2025)

Regulatory assets under management

Total Number of Accounts	5,638
AUM (Assets Under Management)	$ 7,769,672,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Michael J. Desmond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Desmond's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROCYON INSTITUTIONAL PARTNERS, LLC

PIVOTAL PLANNING GROUP, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

NORTH RIDGE SECURITIES CORP.

1ST WORLDWIDE ADVISORS, LLC.

1ST WORLDWIDE FINANCIAL PARTNERS, LLC

CHASE INVESTMENT SERVICES CORP.

BNY MELLON SECURITIES CORPORATION

PRUDENTIAL EQUITY GROUP, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

W.J. NOLAN & COMPANY, INC.

LANDMARK INTERNATIONAL EQUITIES

H G I

INSTITUTIONAL EQUITY CORPORATION

STRATTON OAKMONT INC.

Primary Firm SEC Registration

PROCYON

State Registrations and Notice Filings

Exams

Series 65

Date: 9/19/1997

Series 63

Date: 10/25/1991

SIE

Date: 1/20/2016

Series 7

Date: 10/16/1991

Series 24

Date: 5/26/2010

Current Firm

PROCYON

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROCYON

TRUST BUT VERIFY

Contact information

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