Alexander V. Wolf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Victor Wolf was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1992. Alexander had worked at 12 firms and has passed the Series 63, SIE, Series 19, Series 55, Series 7, Series 27, Series 8, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2017 - October 18, 2018
DRIVEWEALTH INSTITUTIONAL LLC
April 17, 2012 - December 31, 2016
MONTECITO ADVISORS, INC.
April 25, 2007 - April 17, 2012
SLOAN SECURITIES CORP.
August 11, 2006 - April 25, 2007
LEEB BROKERAGE SERVICES, INC.
October 17, 2005 - July 25, 2006
LEEB BROKERAGE SERVICES, INC.
July 11, 2001 - September 26, 2005
CITATION FINANCIAL GROUP, L.P.
June 19, 2000 - July 6, 2000
CITATION FINANCIAL GROUP, L.P.
August 6, 1997 - August 10, 1998
CITATION FINANCIAL GROUP, L.P.
May 28, 1996 - July 7, 1997
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
July 7, 1995 - May 31, 1996
LABRANCHE FINANCIAL SERVICES, LLC
May 3, 1994 - June 26, 1995
MEYERS SECURITIES CORPORATION
January 20, 1993 - May 4, 1994
KENNEDY, CABOT & CO.
December 18, 1992 - January 19, 1993
R.K. STEELE
July 9, 1992 - November 5, 1992
BNY MELLON SECURITIES CORPORATION
May 6, 1992 - May 26, 1992
THE STAMFORD COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 19
Date: 8/24/2017
NYSE Floor Clerk - Equities ExaminationSeries 55
Date: 6/29/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 9/28/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
DRIVEWEALTH INSTITUTIONAL LLC
CRD#: 33038 / SEC#: , 8-31461
Contact information
FINRA licenses (32 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | CHIEF OPERATING OFFICER | 2262100 |
| MADARASZ, RONALD JOHN | SENIOR MANAGER, INSTITUTIONAL SALES & TRADING | 1769473 |
| METZGER, BARRY SCOTT | CHIEF EXECUTIVE OFFICER | 4719211 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
| TZANETEAS, ALEC MICHAEL | CHIEF COMPLIANCE OFFICER | 6983736 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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