Salvatore J. Saraceno
Professional summary
Salvatore J Saraceno, who also goes by Saluatore Saraceno, Salvatore John Saraceno, Tore Saraceno, is a registered financial professional currently at RODMAN & RENSHAW, LLC located in New York, New York.
Salvatore is registered as a RR (Registered Representative) and started their career in finance in 1995. Salvatore has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Salvatore J Saraceno's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2026 - Present
RODMAN & RENSHAW, LLC
Office #1: 600 Lexington Avenue, New York, NY 10022December 6, 2022 - January 8, 2025
CAPITAL ONE SECURITIES, INC.
January 4, 2016 - October 5, 2022
BTIG, LLC
April 9, 2002 - January 4, 2016
GRIFFIN SECURITIES, INC.
April 1, 1997 - October 3, 2001
AUGMENT SECURITIES INC.
June 12, 1996 - April 11, 1997
NORTH SEA SECURITIES L.P.
November 9, 1995 - May 17, 1996
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2026)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
RODMAN & RENSHAW, LLC
CRD#: 281264 / SEC#: , 8-69671
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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