RD
Robert J. Dorfman
O'CONNOR ALTERNATIVE INVESTMENTS
Jacksonville, FL 32256
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CRD#: 2155286
RD
Professional summary
Robert Joel Dorfman, who also goes by Robert J Dorfman, is a registered financial advisor currently at O'CONNOR ALTERNATIVE INVESTMENTS, LLC located in Jacksonville, Florida and CANTOR FITZGERALD & CO. located in Jacksonville, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert J Dorfman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Joel Dorfman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2026 - Present
O'CONNOR ALTERNATIVE INVESTMENTS, LLC
Office #1: 10401 Deerwood Park Blvd Suite 2130, Jacksonville, FL 32256RIA
CRD#: 336332
Jacksonville, FL
Current
January 2, 2026 - Present
CANTOR FITZGERALD & CO.
Office #1: 10401 Deerwood Park Blvd., Suite 2130, Jacksonville, FL 32256BD
CRD#: 134
Jacksonville, FL
Past
October 6, 2009 - February 20, 2026
UBS ASSET MANAGEMENT (AMERICAS) LLC
RIA
CRD#: 106838
PALM BEACH GARDENS, FL
Past
July 15, 2002 - December 31, 2008
UBS ASSET MANAGEMENT (US) INC.
RIA
CRD#: 583
Palm Beach, FL
Past
December 21, 2001 - February 20, 2026
UBS ASSET MANAGEMENT (US) INC.
BD
CRD#: 583
PALM BEACH GARDENS, FL
Past
May 1, 1998 - January 17, 2002
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
January 29, 1996 - April 28, 1998
UBS ASSET MANAGEMENT (US) INC.
BD
CRD#: 583
NEW YORK, NY
Past
November 15, 1994 - February 8, 1996
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
O'CONNOR ALTERNATIVE INVESTMENTS, LLC
CANTOR OCS ASSET MANAGEMENT, LLC | O'CONNOR ALTERNATIVE INVESTMENTS, LLC
CRD#: 336332 / SEC#: 801-133741
RIA
Registered Investment Advisory firm - (6/23/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2026)
IAR
Alabama(1/27/2026)
IAR
Arizona(2/18/2026)
IAR
Arkansas(2/13/2026)
IAR
California(1/27/2026)
IAR
Colorado(2/12/2026)
IAR
Connecticut(1/27/2026)
IAR
Delaware(2/12/2026)
RR
Florida(1/2/2026)
IAR
Florida(2/11/2026)
RR
Georgia(1/2/2026)
IAR
Georgia(1/28/2026)
IAR
Idaho(1/27/2026)
IAR
Illinois(2/23/2026)
IAR
Indiana(1/27/2026)
IAR
Iowa(2/12/2026)
IAR
Kansas(1/27/2026)
IAR
Kentucky(2/23/2026)
RR
Louisiana(1/2/2026)
IAR
Louisiana(2/12/2026)
IAR
Maine(2/17/2026)
IAR
Michigan(2/12/2026)
IAR
Minnesota(2/19/2026)
RR
Mississippi(1/2/2026)
IAR
Mississippi(2/12/2026)
IAR
Montana(1/30/2026)
IAR
Nebraska(2/2/2026)
IAR
Nevada(2/11/2026)
IAR
New Hampshire(2/17/2026)
IAR
New Jersey(1/30/2026)
IAR
New Mexico(2/13/2026)
IAR
New York(2/17/2026)
IAR
North Carolina(2/13/2026)
IAR
North Dakota(2/25/2026)
IAR
Ohio(1/27/2026)
IAR
Oklahoma(2/11/2026)
IAR
Oregon(2/2/2026)
IAR
Pennsylvania(1/28/2026)
RR
Puerto Rico(1/2/2026)
IAR
Rhode Island(2/12/2026)
IAR
South Dakota(2/12/2026)
IAR
Texas(1/28/2026)
IAR
Vermont(1/27/2026)
IAR
Virgin Islands(2/4/2026)
IAR
Virginia(2/11/2026)
IAR
West Virginia(2/18/2026)
IAR
Wisconsin(1/27/2026)
IAR
Wyoming(2/11/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
OA
O'CONNOR ALTERNATIVE INVESTMENTS, LLC
CANTOR OCS ASSET MANAGEMENT, LLC | O'CONNOR ALTERNATIVE INVESTMENTS, LLC
CRD#: 336332 / SEC#: 801-133741
RIA
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Contact information
Main Address
110 East 59th Street, New York, NY 10022
Mailing Address
Phone number
(212) 915-1722
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 10,267,073,054 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
O'CONNOR ALTERNATIVE INVESTMENTS, LLC
CRD#: 336332Jacksonville, FL 32256TRUST BUT VERIFY
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Contact information
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