Maria E. Lutz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Elena Lutz, who also goes by Maria Elena Reygadas, Maria Reygadas, was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 1992. Maria had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2015 - January 24, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 9, 2015 - January 24, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 24, 2014 - April 8, 2015
J.P. MORGAN SECURITIES LLC
April 26, 2007 - September 12, 2007
FINTEGRA, LLC
April 26, 2007 - September 12, 2007
FINTEGRA, LLC
April 20, 2007 - April 24, 2007
THRIVENT INVESTMENT MANAGEMENT INC.
April 13, 2007 - April 24, 2007
THRIVENT INVESTMENT MANAGEMENT INC.
April 10, 1992 - June 8, 2005
USAA INVESTMENT SERVICES COMPANY
April 3, 1992 - June 8, 2005
USAA INVESTMENT SERVICES COMPANY
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
