John R. Rooney
Professional summary
John Robert Rooney, who also goes by Rob Rooney, is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Camas, Washington.
John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Robert Rooney's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2023 - Present
SAYBRUS EQUITY SERVICES, LLC
March 26, 2020 - July 5, 2023
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
September 3, 2014 - March 31, 2020
PRUCO SECURITIES, LLC.
April 28, 2011 - September 23, 2014
STATE FARM VP MANAGEMENT CORP.
February 9, 2010 - October 21, 2010
KESTRA INVESTMENT SERVICES, LLC
February 4, 2009 - November 13, 2009
AXCELUS FINANCIAL DISTRIBUTION COMPANY
June 11, 2003 - February 4, 2009
VP DISTRIBUTORS LLC
January 10, 2002 - September 6, 2003
WS GRIFFITH SECURITIES, INC.
November 21, 2001 - December 20, 2001
SOUTHWESTERN CAPITAL MARKETS, INC.
February 11, 2000 - July 24, 2001
CAPIS
December 16, 1998 - February 9, 2000
AVANTAX INVESTMENT SERVICES, INC.
July 13, 1992 - May 1, 1998
IDS LIFE INSURANCE COMPANY
July 13, 1992 - May 1, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/3/2023)
Exams
FINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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