Michael Lyons Defeo
Professional Summary
Michael Lyons Defeo, who also goes by Michael Lyons De Feo, is a registered financial advisor currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 18 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Lyons De Feo
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Years of Experience
35 years in the financial services industry
Current & Past Employments
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Current Firm
AP CM, LLC | ATLAS SP SECURITIES | APOLLO GLOBAL SECURITIES, LLC
Contact Information
Main Address
9 West 57th Street, New York, NY 10019-2701Mailing Address
9 West 57th Street, New York, NY 10019-2701Phone Number
(212) 515-3200Established
Delaware since 03/11/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO GLOBAL SECURITIES INTERMEDIATE, L.P. | SOLE MEMBER | — |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TERLATO, JASON MICHAEL | CHIEF COMPLIANCE OFFICER | 3157535 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
State Registrations and Notice Filings
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(8/1/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
(7/31/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1991About the Series 6 examSRO Registrations
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
CRS (Client Relationship Summary) - BD
Click below to view Michael Lyons Defeo's CRS (Customer Relationship Summary).
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
