ED
Edward R. Decastro
DNB MARKETS
New York, NY 10001
Some features on this profile are disabled
CRD#: 2154662
ED
Professional summary
Edward Robert Decastro, who also goes by Edward Robert Cecastro, Edward Robert De Castro Mr, is a registered financial professional currently at DNB MARKETS, INC. located in New York, New York.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1992. Edward has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Edward Robert Cecastro | Edward Robert De Castro Mr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Edward Robert Decastro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2015 - Present
DNB MARKETS, INC.
Office #1: 30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001Office #2: 30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001BD
CRD#: 127605
New York, NY
Past
September 20, 2006 - July 29, 2014
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
NEW YORK, NY
Past
May 1, 2001 - August 18, 2006
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
August 22, 2000 - May 1, 2001
JPMSI
BD
CRD#: 15733
NEW YORK, NY
Past
September 17, 1992 - September 7, 2000
CANTOR FITZGERALD SECURITIES
BD
CRD#: 19660
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/4/2015)
RR
Alaska(2/4/2015)
RR
Arizona(2/4/2015)
RR
Arkansas(2/4/2015)
RR
California(2/4/2015)
RR
Colorado(2/4/2015)
RR
Connecticut(2/4/2015)
RR
Delaware(2/4/2015)
RR
District of Columbia(2/4/2015)
RR
Georgia(2/4/2015)
RR
Hawaii(2/4/2015)
RR
Idaho(2/4/2015)
RR
Illinois(2/4/2015)
RR
Indiana(2/4/2015)
RR
Iowa(2/4/2015)
RR
Kansas(2/4/2015)
RR
Kentucky(2/4/2015)
RR
Louisiana(2/4/2015)
RR
Maine(2/4/2015)
RR
Maryland(2/4/2015)
RR
Massachusetts(2/4/2015)
RR
Michigan(2/4/2015)
RR
Minnesota(2/4/2015)
RR
Mississippi(2/4/2015)
RR
Missouri(2/4/2015)
RR
Montana(2/4/2015)
RR
Nebraska(2/4/2015)
RR
Nevada(2/4/2015)
RR
New Hampshire(2/4/2015)
RR
New Jersey(2/4/2015)
RR
New Mexico(2/4/2015)
RR
New York(2/3/2015)
RR
North Carolina(2/4/2015)
RR
North Dakota(2/4/2015)
RR
Ohio(2/4/2015)
RR
Oklahoma(2/4/2015)
RR
Oregon(2/4/2015)
RR
Pennsylvania(2/4/2015)
RR
Puerto Rico(2/4/2015)
RR
Rhode Island(2/4/2015)
RR
South Carolina(2/4/2015)
RR
South Dakota(2/4/2015)
RR
Texas(2/4/2015)
RR
Utah(2/4/2015)
RR
Vermont(2/4/2015)
RR
Virgin Islands(2/4/2015)
RR
Virginia(2/4/2015)
RR
Washington(2/4/2015)
RR
West Virginia(2/4/2015)
RR
Wisconsin(2/4/2015)
RR
Wyoming(2/4/2015)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/22/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DM
DNB MARKETS, INC.
DNB CARNEGIE, INC. | DNB NOR MARKETS, INC. | DNB MARKETS, INC.
CRD#: 127605 / SEC#: , 8-66024
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001
Mailing Address
30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001
Phone number
(332) 600-3993
Established
New York since 01/10/2003
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DNB BANK ASA | SHAREHOLDER | |
| ANDERSEN, VIDAR | DIRECTOR | 7772839 |
| BAKKE, HEGE SIMPSON | DIRECTOR | 7772894 |
| BEHNCKE, PETER ANDREAS | DIRECTOR | 6258377 |
| BORY, MELISSA NMN | CHIEF COMPLIANCE OFFICER | 5047640 |
| BREIVIK, THOMAS OLAV OPDAHL | DIRECTOR | 7207266 |
| FELKOWSKI, BRIAN | TREASURER | 5659117 |
| JADICK, THEODORE SPENCER JR | PRESIDENT | 5847469 |
| KIRSCHENBLATT, CHAD | FINOP | 2503352 |
| MARKOWITZ, MICHAEL ERIC | SECRETARY | 7159750 |
| OPSTAD, MORTEN ALEXANDER | DIRECTOR | 6191217 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
