Reed F. Finley

DAVIS DISTRIBUTORS

NEW YORK, NY 10020

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CRD#: 2154647

Professional summary

Reed Frances Finley is a registered financial professional currently at DAVIS DISTRIBUTORS, LLC located in New York, New York.

Reed is registered as a RR (Registered Representative) and started their career in finance in 1991. Reed has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Reed Frances Finley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 1998 - Present

DAVIS DISTRIBUTORS, LLC

Office #1: 620 5th Avenue 3rd Floor, New York, NY 10020

CRD#: 7975

NEW YORK, NY

Past

October 6, 1995 - March 12, 1998

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

June 20, 1991 - October 12, 1995

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/3/2023)

Delaware
(6/7/2001)

District of Columbia
(1/3/2023)

Florida
(1/3/2023)

Georgia
(1/3/2023)

Maryland
(1/3/2023)

Mississippi
(1/3/2023)

New Jersey
(6/12/1998)

North Carolina
(1/3/2023)

Puerto Rico
(1/3/2023)

South Carolina
(1/3/2023)

Virginia
(1/3/2023)

West Virginia
(1/3/2023)

Exams

State Security Law Exam

Series 63

Date: 6/26/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/19/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/18/1992

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

DAVIS DISTRIBUTORS, LLC

DAVIS DISTRIBUTORS, LLC | VENTURE ADVISERS, L.P. | VENTURE ADVISERS, INC. | SELECTED/VENTURE ADVISERS, L.P. | DAVIS SELECTED ADVISERS, L.P.

CRD#: 7975 / SEC#: , 8-39258

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

3600 E. Hemisphere Loop, Tucson, AZ 85706

Mailing Address

2949 East Elvira Road Suite 101, Tucson, AZ 85756

Phone number

(520) 434-3793

Established

Delaware since 05/12/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DAVIS SELECTED ADVISERS, L.P.	SHAREHOLDER
COHEN, LISA J	CHIEF LEGAL OFFICER AND SECRETARY	6539159
DAVIS SELECTED ADVISERS- NY, INC.	SHAREHOLDER
EICH, KENNETH CHARLES	CHIEF OPERATIONS OFFICER & PRESIDENT	1945051
MCLOUGHRY, MICHAELA	CHIEF COMPLIANCE OFFICER	5005041
TYC, GARY PAUL	CHIEF FINANCIAL OFFICER,VICE PRESIDENT, TREASURER & SECRETARY	1113505
WIESE, RUSSELL OTIS	CHIEF MARKETING OFFICER	2590996

Disclosures

Regulatory Event	2
Civil Event	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Reed F. Finley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Reed Frances Finley's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

MONY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 6/26/1991

SIE

Date: 10/1/2018

Series 7

Date: 9/16/2016

Series 6

Date: 6/19/1991

Series 26

Date: 6/18/1992

FINRA

Current Firm

DAVIS DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DAVIS DISTRIBUTORS, LLC

TRUST BUT VERIFY

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