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Pamela J. Rosenberry

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CRD#: 2154569
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Pamela Jean Rosenberry, who also goes by Pamela Jean Deines, Pamela Jean Gibson, was a registered financial professional .

Pamela is a previously registered financial professional and started their career in finance in 1991. Pamela had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Pamela Jean Deines | Pamela Jean Gibson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 3, 2004 - July 15, 2019

ROSENBERRY & ASSOCIATES, INC.

RIA
CRD#: 131062
WICHITA, KS
Past

October 16, 2001 - September 9, 2003

WADDELL & REED

RIA
CRD#: 866
WICHITA, KS
Past

December 20, 2000 - September 9, 2003

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS
Past

December 6, 1996 - December 25, 1998

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

February 20, 1995 - May 4, 1995

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS
Past

November 1, 1991 - March 24, 1993

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 8/31/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


R&
ROSENBERRY & ASSOCIATES, INC.
ROSENBERRY & ASSOCIATES, INC. | ROSENBERRY + ASSOCIATES, INC. | ROSENBERRY + ASSOCIATES

CRD#: 131062 / SEC#:

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Contact information


Main Address
111 S. Whittier St., Wichita, KS 67207
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ROSENBERRY & ASSOCIATES, INC.

CRD#: 131062

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