Steven R. Trimble
Professional summary
Steven Robert Trimble is a registered financial professional currently at CLEAR STREET LLC located in Chicago, Illinois.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1993. Steven has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Robert Trimble's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2023 - Present
CLEAR STREET LLC
Office #1: 190 South Lasalle Street, Chicago, IL 60603May 25, 2021 - June 9, 2023
MAREX CAPITAL MARKETS INC.
January 10, 2017 - May 4, 2018
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
April 15, 2016 - May 30, 2019
WEDBUSH SECURITIES INC.
October 1, 2008 - May 6, 2015
J.P. MORGAN SECURITIES LLC
June 17, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
November 15, 1994 - June 18, 2008
J.P. MORGAN SECURITIES LLC
August 26, 1993 - May 12, 1994
ING FINANCIAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/20/2023)
(10/12/2023)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 8
Date: 9/26/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CLEAR STREET LLC
CRD#: 288933 / SEC#: , 8-69972
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | |
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 |
| HAMMERICH, DALF PAUL | HEAD OF SUPPORT | 4710381 |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 |
| SICKLICK, KENNETH | DIRECTOR | 7418830 |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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