Lawrence Ira Weiss
Professional Summary
Lawrence Ira Weiss, who also goes by Lawerence Ira Weiss, Lawrence Weiss, is a registered financial advisor currently at INSTINET, LLC located in New York, New York. Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1993. Lawrence has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 10 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lawerence Ira Weiss, Lawrence Weiss
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Years of Experience
33 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Current Firm
INC TRADING CORPORATION | INSTINET, LLC | INSTINET CLEARING SERVICES, INC.
Contact Information
Main Address
Worldwide Plaza 309 West 49th Street, New York, NY, 10019Mailing Address
Worldwide Plaza 309 West 49th Street, New York, NY, 10019Phone Number
(212) 310-9500Established
Delaware since 06/01/2006Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
Medium# of Employees
87FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSTINET HOLDINGS INCORPORATED | DIRECT OWNER | — |
| CHIULLI, EUGENE JAMES | CHIEF FINANCIAL OFFICER | 2976702 |
| CONE, RANDI J | CHIEF COMPLIANCE OFFICER | 4811453 |
| JOYCE, JOSEPH ANDREW | HEAD OF OPERATIONS | 3123657 |
| KENNIFF, ALICE M | ASSOCIATE GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISER) | 5615714 |
| MILLIGAN, GERARD THOMAS | PRESIDENT | 2907544 |
| SCHAFFNER, CHRISTY E | PRINCIPAL FINANCIAL OFFICER | 2710171 |
| SISKOVIC, JULIE MARIE | CHIEF COMPLIANCE OFFICER (BROKER-DEALER, CBOE/C2) | 1385048 |
| WEBB, FARON ROSS | GENERAL COUNSEL | 2452057 |
Disclosures
Regulatory Event
87Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Primary Firm SEC Registration
INC TRADING CORPORATION | INSTINET, LLC | INSTINET CLEARING SERVICES, INC.
State Registrations and Notice Filings
(12/4/2012)
(12/4/2012)
(12/4/2012)
(12/4/2012)
(12/4/2012)
(12/4/2012)
(12/4/2012)
(12/4/2012)
(7/25/2025)
(12/4/2012)
(12/4/2012)
(7/25/2025)
(7/25/2025)
(12/4/2012)
(7/25/2025)
(12/4/2012)
(7/25/2025)
(12/4/2012)
(12/4/2012)
(7/25/2025)
(12/4/2012)
(12/4/2012)
(12/4/2012)
(12/4/2012)
(7/25/2025)
(12/4/2012)
(12/4/2012)
(7/25/2025)
(12/4/2012)
(12/4/2012)
(12/4/2012)
(7/25/2025)
(12/4/2012)
(12/4/2012)
(12/4/2012)
(12/4/2012)
(7/25/2025)
(12/4/2012)
(12/4/2012)
(7/25/2025)
(12/4/2012)
(12/4/2012)
(12/4/2012)
(12/4/2012)
(12/4/2012)
(12/4/2012)
(7/25/2025)
(12/4/2012)
(12/4/2012)
(7/25/2025)
(12/4/2012)
(7/25/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
CRS (Client Relationship Summary) - BD
Click below to view Lawrence Ira Weiss's CRS (Customer Relationship Summary).
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC